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UNAUTHORISED TRADING COMPLAINTS
Sebi penalises SMC Global Securities for compliance lapsesSebi has levied a penalty of Rs 1 lakh on SMC Global Securities due to regulatory infractions, particularly the mishandling of client order...- Netlist seeks US import ban on Micron chips used in Google, Nvidia AI computingThe company asked the tribunal to bar imports of Micron dynamic random access memory (DRAM) devices and Google, Nvidia and Broadcom graphic...
- Who is Veeramachineni Ramakrishna? Famous social media personality known for his VRK diet, booked in fake-doctor fraud case after law student hospitalized following his dietHyderabad police have registered a case against Veeramachineni Ramakrishna, also known as VRK, and Dr. Koteshwara Rao. These individuals fa...
- Cross-border trade in local currencies reduces transaction costs: RBI deputy governorLocal currencies will increasingly drive cross-border trade and payments, reducing costs and improving efficiency. Technology will be lever...
- Flipkart, Amazon, Meesho top list of e-commerce firms facing most complaints on NCH in 2025Flipkart and Amazon received the highest number of consumer complaints in 2025. Meesho and Myntra also featured prominently on the list of ...
- Nagpur woman loses Rs 6.93 lakh in online scam, files complaint against bank, wins back money with 9% interest and additional Rs 35000A Nagpur woman who lost Rs 6.93 lakh in a FedEx parcel scam won a consumer court case against ICICI Bank. The commission ordered the bank t...
- Jaipur grocery store ordered to pay Rs 10,000 in compensation for rounding off customer's bill by 50 paiseA Jaipur shop's decision to round up a customer's bill by just 50 paise has cost them dearly. The Rajasthan State Consumer Commission ruled...
- NSE withholds rupees 78 crore payout after police complaint over unauthorised F&O tradesStock exchanges froze ₹78 crore in settlement payouts to over 3,000 clients across 160 brokers after a police complaint alleged unauthorise...
- Grant Thornton arm probing govt fund misuse at AssochamGrant Thornton's affiliate Walker Chandiok is looking into allegations of misuse of government grants at Assocham. A whistle-blower accusat...
- NSE asks for data to track F&O traders' locations during pandemicThe member brokers have been directed to share the know-your-customer (KYC) details and ledgers of their clients, ID of devices used to put...
- Allow only accredited gold refiners to make bars: IBJAThere are more than 30 regulated NABL/BIS approved gold refineries.
- TCS vigil mechanism is under Sebi watchPhillippe Guionnet, a US-based client-facing executive at TCS, lodged the complaint in a letter to the regulator earlier this month.
- NSE revises penalty structure for unauthorised trades"The revised measures will come into effect from January 1 onwards,"
- Sebi tightens broker-client contact record rulesThe regulator also asked the stock exchanges to implement these new rules and report compliance to it.
- BSE warns brokers on unauthorised tradesBSE told brokers to exercise caution amid rising placements of unauthorised orders.
- Ketan Shah's complaint based on PwC report is baseless, highly motivated: FTILFTIL has termed Ketan Shah's complaint alleging diversion of Rs 900 cr by the company and its promoter Jignesh Shah and others from commodi...
- NSE extends deadline for providing client details to October 10"The last date for uploading of client funding file for the month of September 2014 is extended to October 10, 2014," NSE said in a circula...
- National Stock Exchange asks brokers to obtain client details by August 19The exchange has reached out to stock brokers pursuant to a directive from the market regulator Sebi (the Securities and Exchange Board of ...
- Clueless on Dalal StreetIt was shocking for Arathi Gunjikkar, a 35-year-old retail share market investor residing in Central Mumbai, when the police officer, who i...
- Nokia files complaint with US trade commissionNokia Corporation, the world's largest mobile phonemaker, on Friday said it has filed a complaint with the United States International Trad...
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