Yes Securities faces a three-month ban on onboarding new clients and a ₹1 lakh penalty from the NSE. The brokerage was penalized for passin...

Retirement investors are rapidly searching for 401(k) to gold IRA rollover strategies as economic uncertainty grows across the United State...

The Nifty Bank index plunged nearly 900 points, driven by weak earnings from State Bank of India and broader market sentiment. SBI shares l...

From vesting-day perquisite taxes to a 40% US estate levy that most Indian professionals never see coming, your employer’s stock is not the...

A one-time amnesty scheme, the FAST-DS, has been introduced to help Indian residents and NRIs resolve past non-compliance with reporting fo...

Sebi imposed a Rs 10 lakh penalty on Axis Securities for rule violations and improper client fund handling. Axis Securities failed in regul...

Based on the findings of the inspection, the regulator found certain alleged non-compliances of Stock Brokers regulations and circulars iss...

Sebi's investigation revealed that Sharekhan's Authorised Persons (APs) conducted trades from unregistered locations. Furthermore, in one c...

Further, the NSE ordered the company to inspect all its existing authorised persons (APs) and submit reports on the inspection and investor...

UBL, in a stock exchange notice, said it is reviewing the order in consultation with its legal advisers. Executives of the three beer compa...

As per the new penalty structure by NSE, a penalty of Rs 1 lakh will be levied in case of procedurally incorrect submission of client level...

Resolution of the US drug price fixing probe will remove a major overhang on the stock.

Participants say the quantum of penalties is too high given that many brokerages are struggling.

Sebi noted that the brokerage house utilised overdraft facility on client bank account and charged interest to the client bank account for ...

Bank of America-Merrill Lynch expects the apex court verdict to remove the overhang from Airtel and Idea stock prices as in a worst-case sc...

BSE Auto index closed up 0.03% at 17,106 on Tuesday trade. Even Tata Motors’ stock closed up 0.9% at Rs 513, which has absorbed the largest...

Credit Suisse said the CCI ruling raises de-rating risk for cement companies, though some brokers are advising clients to accumulate at the...