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STOCK BROKERAGE PENALTIES
FII-powered Suzlon Energy shares sit 15% below 52-week high. Will 2.0 roadmap deliver for 56 lakh investors?Suzlon Energy is attracting steady foreign investment despite market volatility, with FIIs increasing holdings for the third consecutive qu...- Angel One settles Sebi proceedings over lapses in monitoring authorised persons, pays Rs 4.28 croreAngel One has settled Sebi's adjudication and enquiry proceedings by paying Rs 4.28 crore. The regulator had alleged supervisory and monito...
- Invested in US stocks directly and made forex gains due to depreciating Rupee? Know how to compute tax on forex gains and report it in ITRIndian residents investing in US stocks face forex gains tax. These gains are taxable as capital gains when US dollars are converted back t...
- NSE bars Yes Securities from adding new clientsYes Securities faces a three-month ban on onboarding new clients and a ₹1 lakh penalty from the NSE. The brokerage was penalized for passin...
- 401(k) to gold IRA rollover 2026: Why investors are shifting retirement savings into physical gold protection?Retirement investors are rapidly searching for 401(k) to gold IRA rollover strategies as economic uncertainty grows across the United State...
- Nifty Bank crashes 900 points as SBI, IndusInd, Yes Bank, other lender stocks tumble up to 4%. What lies ahead?The Nifty Bank index plunged nearly 900 points, driven by weak earnings from State Bank of India and broader market sentiment. SBI shares l...
- RSU vs ESOP: Which is better for you as employee? Pros and cons explainedFrom vesting-day perquisite taxes to a 40% US estate levy that most Indian professionals never see coming, your employer’s stock is not the...
- Failed to report US stocks gained via ESOP? Use this one-time Amnesty scheme; Know how it worksA one-time amnesty scheme, the FAST-DS, has been introduced to help Indian residents and NRIs resolve past non-compliance with reporting fo...
- Sebi slaps Rs 10 lakh penalty on Axis Securities for violating stock brokers rulesSebi imposed a Rs 10 lakh penalty on Axis Securities for rule violations and improper client fund handling. Axis Securities failed in regul...
- Sebi levies Rs 10 lakh fine on Anand Rathi for violating stock brokers rulesBased on the findings of the inspection, the regulator found certain alleged non-compliances of Stock Brokers regulations and circulars iss...
- Sebi slaps Rs 4 lakh fine on Sharekhan for violation of stock brokers' normsSebi's investigation revealed that Sharekhan's Authorised Persons (APs) conducted trades from unregistered locations. Furthermore, in one c...
- Angel One shares slip 5% after NSE slaps penaltyFurther, the NSE ordered the company to inspect all its existing authorised persons (APs) and submit reports on the inspection and investor...
- UBL may have to take on debt for CCI's Rs 752 crore penaltyUBL, in a stock exchange notice, said it is reviewing the order in consultation with its legal advisers. Executives of the three beer compa...
- Anmi calls for withdrawal of penalty for incorrect client statement submissionAs per the new penalty structure by NSE, a penalty of Rs 1 lakh will be levied in case of procedurally incorrect submission of client level...
- DART has a buy call on Sun Pharma, target price Rs 530Resolution of the US drug price fixing probe will remove a major overhang on the stock.
- NSE penalises over 50 brokers for failing to comply with new derivatives rulesParticipants say the quantum of penalties is too high given that many brokerages are struggling.
- Sebi fines Emkay Global Rs 3 lakh for violating broker normsSebi noted that the brokerage house utilised overdraft facility on client bank account and charged interest to the client bank account for ...
- Supreme Court order on call drops removes overhang, may lead to re-rating: AnalystsBank of America-Merrill Lynch expects the apex court verdict to remove the overhang from Airtel and Idea stock prices as in a worst-case sc...
- Auto stocks hold steady despite CCI's big penaltyBSE Auto index closed up 0.03% at 17,106 on Tuesday trade. Even Tata Motors’ stock closed up 0.9% at Rs 513, which has absorbed the largest...
- Cement stocks drive Sensex downCredit Suisse said the CCI ruling raises de-rating risk for cement companies, though some brokers are advising clients to accumulate at the...
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