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INACTIVE CLIENT ACCOUNTS
'Foreign MNC behaving like lala company': Techie claims every minute is tracked, employees left glued to screens, no lunch and coffee breaks- Missed GST return filing? Your GST registration could be suspended; check the legal position
- SEBI relaxes norms for settling client accounts inactive for 30 days
- Sebi slaps penalty of Rs 11 lakh on IIFL Securities in violation of stock brokers' normsIIFL Securities has been imposed with a Rs 11 lakh penalty by Sebi for breaching stock broker regulations. An inspection in August 2022 unc...21 Aug, 2024, 06.24 PM IST
- These Paytm wallets will be closed on July 20, 2024Latest on Paytm: In March, the Reserve Bank of India (RBI) issued guidelines that prohibit Paytm Payments Bank Account/Wallet from receivin...21 Jun, 2024, 11.30 AM IST
- RBI issues new rules on inoperative, unclaimed savings accounts, FD, deposits: FAQs on how to claim, charges, interest to be paidThe Reserve Bank of India (RBI) has issued comprehensive guidelines on the measures to be implemented by the banks covering various aspects...05 Jan, 2024, 11.23 AM IST
- Add nominee to demat account or opt out by March 31The last date for updating nominations for trading and demat accounts is March 31, and trading accounts of investors not meeting the deadli...27 Mar, 2023, 09.27 AM IST
- You will not be able to use demat, trading account from April if these 6 KYC details are missingInvestors with demat or trading accounts have been urged to update their know-your-customer (KYC) information by March 31, 2022. Their acco...29 Mar, 2022, 03.03 PM IST
- Sebi slaps Rs 1.02 cr fine on Aditya Birla Money for mkt norms violationProceedings were initiated against Aditya Birla Money based on a joint inspection conducted by Sebi, BSE, NSE and the depositories in March...05 Oct, 2021, 12.26 AM IST
- Sebi slaps Rs 20 lakh fine on Bonanza PortfolioThe inspection report has shown a mismatch between the clients' funds available with the noticee and the total credit balance of clients, i...28 Sep, 2020, 04.45 PM IST
- Depositories, Clearing Corps say new margin pledge process now stabilized“The transition to a new margin pledge process with a significant amount of margin pledges / repledges has now stabilised. Settlements for ...08 Sep, 2020, 05.23 PM IST
- Depositories, clearing corps say new margin pledge process 'fairly stabilized'“Significant amount of margin pledges/repledges continue to be processed seamlessly since September 1, 2020. The new margin pledge process ...07 Sep, 2020, 05.38 PM IST
- Why have Sebi new margin rules caused so much chaos on D-StreetBrokers are pushing clients to pledge a portion of their shares. This is to ensure that whenever clients decide to do a quick trade, they a...05 Sep, 2020, 10.18 AM IST
- Sebi lays down mechanism to map unique client code with demat account"Stock exchanges and depositories shall map the existing UCCs with the demat account of the clients latest by December 31, 2019," the regul...15 Nov, 2019, 09.19 PM IST
- Sebi fines Emkay Global Rs 3 lakh for violating broker normsSebi noted that the brokerage house utilised overdraft facility on client bank account and charged interest to the client bank account for ...25 Oct, 2019, 07.50 PM IST
- PUG Securities cannot take on board new clients for 2 months: SebiUnder the norms, brokers are required to segregate own securities and client securities.17 Oct, 2019, 08.35 PM IST
- Angel Broking settles case with Sebi, pays Rs 32 lakhSebi conducted inspection of the books of accounts of Angel Broking during September 19-23 and October 19-21 in the year 2016.22 Jul, 2019, 09.19 PM IST
- IL&FS Securities moves SAT against Sebi order on Allied FinancialIn February, Sebi had barred Allied Financial and others for misappropriating client securities and a host of other violations.08 May, 2019, 09.21 PM IST
- Banks and broking companies forced to hard-sell demat accounts due to lack of businessMany brokerages, in fact, have slashed margin money which used to be in the range of Rs 5,000-10,000 a couple of years ago.28 Jul, 2011, 04.21 AM IST
- FMC readies strategy to weed out dabba tradersThe Forward Markets Commission asked three national-level bourses to provide it the number of inactive members present on each of them.26 Aug, 2010, 12.02 AM IST
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