Sebi has barred Prabhudas Lilladher from taking new assignments for seven days from December 15, citing multiple violations involving clien...

Sebi imposed a Rs 10 lakh penalty on Axis Securities for rule violations and improper client fund handling. Axis Securities failed in regul...

ICICI Securities has settled a case with Sebi involving alleged violations of stock broker rules and other market norms by paying a settlem...

Based on the findings of the inspection, the regulator found certain alleged non-compliances of Stock Brokers regulations and circulars iss...

Japan's securities watchdog is set to recommend penalties on Nomura Holding's brokerage unit for alleged manipulation in the government bon...

Vodafone Idea shares surged 3.6% after the Supreme Court set a date for hearing its curative petition in the AGR case on August 30. Global ...

SAT, in an order issued on Thursday, said that there had been no misuse of client funds, and by wrongly considering the non-funded portion ...

The regulator, in its order, had alleged that the broking firm had been found involved in unauthorised use of credit clients' funds for the...

UBL, in a stock exchange notice, said it is reviewing the order in consultation with its legal advisers. Executives of the three beer compa...

Motilal Oswal remains positive on the sector on the back of improving demand and utilisation and rated UltraTech Cement as its top pick amo...

“Depositories’ systems did not reflect pledge and unpledged details on time,” said the CEO of one of the country’s largest brokerages. “The...

Participants say the quantum of penalties is too high given that many brokerages are struggling.

Vodafone Idea has estimated a liability of Rs 44,150 cr post the apex court order.

Besides, the market regulator has levied Rs 2 lakh fine on brokerage firm Arcadia Share & Stock Brokers -- taking the total penalty amount ...

Chinese brokerage has fined its chairman two months pay - nearly one million yuan - after he publicly blasted nation's largest bank ICBC.

Emkay Global said it received a communication last evening from NSE, wherein its application for annulment of trades was rejected.

This is the second set of nine commodity brokerages which has been penalised for violating rules on margin money.