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BROKERAGE FIRM PENALTIES
FII-powered Suzlon Energy shares sit 15% below 52-week high. Will 2.0 roadmap deliver for 56 lakh investors?Suzlon Energy is attracting steady foreign investment despite market volatility, with FIIs increasing holdings for the third consecutive qu...- Worst is behind, demand recovery underway for Indian textile sector as tariff woes ease: ReportIndia's textile industry is seeing a comeback as uncertainty over US tariffs has ended. Global demand is getting better. This brings new ho...
- 401(k) to gold IRA rollover 2026: Why investors are shifting retirement savings into physical gold protection?Retirement investors are rapidly searching for 401(k) to gold IRA rollover strategies as economic uncertainty grows across the United State...
- Sebi imposes 7-day ban on Prabhudas Lilladher over multiple rule violationsSebi has barred Prabhudas Lilladher from taking new assignments for seven days from December 15, citing multiple violations involving clien...
- Sebi slaps Rs 10 lakh penalty on Axis Securities for violating stock brokers rulesSebi imposed a Rs 10 lakh penalty on Axis Securities for rule violations and improper client fund handling. Axis Securities failed in regul...
- ICICI Securities pays Rs 80.4 lakh to settle stock broker rule violation case with SebiICICI Securities has settled a case with Sebi involving alleged violations of stock broker rules and other market norms by paying a settlem...
- Sebi levies Rs 10 lakh fine on Anand Rathi for violating stock brokers rulesBased on the findings of the inspection, the regulator found certain alleged non-compliances of Stock Brokers regulations and circulars iss...
- Japan watchdog to recommend penalties on Nomura's brokerage unit for alleged market manipulation, Yomiuri reportsJapan's securities watchdog is set to recommend penalties on Nomura Holding's brokerage unit for alleged manipulation in the government bon...
- Vodafone Idea shares jump nearly 4% as SC to hear AGR case on August 30Vodafone Idea shares surged 3.6% after the Supreme Court set a date for hearing its curative petition in the AGR case on August 30. Global ...
- SAT sets aside Sebi order prohibiting IIFL Securities from taking new clientsSAT, in an order issued on Thursday, said that there had been no misuse of client funds, and by wrongly considering the non-funded portion ...
- SAT stays Sebi order against IIFL SecuritiesThe regulator, in its order, had alleged that the broking firm had been found involved in unauthorised use of credit clients' funds for the...
- UBL may have to take on debt for CCI's Rs 752 crore penaltyUBL, in a stock exchange notice, said it is reviewing the order in consultation with its legal advisers. Executives of the three beer compa...
- CCI probe against cement cos a near-term negative: Motilal OswalMotilal Oswal remains positive on the sector on the back of improving demand and utilisation and rated UltraTech Cement as its top pick amo...
- New margin, share pledging norms faulty, say traders“Depositories’ systems did not reflect pledge and unpledged details on time,” said the CEO of one of the country’s largest brokerages. “The...
- NSE penalises over 50 brokers for failing to comply with new derivatives rulesParticipants say the quantum of penalties is too high given that many brokerages are struggling.
- Voda Idea, Bharti Airtel rally despite hefty Q2 losses: What analysts sayVodafone Idea has estimated a liability of Rs 44,150 cr post the apex court order.
- Sebi slaps Rs 1.27 crore on 26 entities in Spectacle Infotek caseBesides, the market regulator has levied Rs 2 lakh fine on brokerage firm Arcadia Share & Stock Brokers -- taking the total penalty amount ...
- China: Brokerage firm fines chief USD 160,000 for criticising ICBCChinese brokerage has fined its chairman two months pay - nearly one million yuan - after he publicly blasted nation's largest bank ICBC.
- NSE rejects Emkay plea for cancellation of erroneous tradeEmkay Global said it received a communication last evening from NSE, wherein its application for annulment of trades was rejected.
- Nine brokerages fined over guar trading violationThis is the second set of nine commodity brokerages which has been penalised for violating rules on margin money.
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