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SEBI NSE NOTICE
NSE flags regulatory, tech, AI, derivatives concentration risks in IPO papersThe National Stock Exchange raises a red flag regarding substantial financial and operational threats. Emerging regulatory frameworks, tech...- Supreme Court upholds CCI order, clears NSE of anti-competitive practices in co-location caseThe Supreme Court has backed the Competition Commission of India's decision. This means no investigation will occur against the National St...
- NSE IPO: Exchange files two separate settlement applications with Sebi, awaits regulator's nodIndia's National Stock Exchange said on Tuesday it is awaiting the markets regulator's approval for its settlement applications in cases li...
- NSE, former chief Vikram Limaye, others settle TAP system case with Sebi; pay Rs 643 crThe National Stock Exchange (NSE), its former chief Vikram Limaye and eight others on Friday settled with markets regulator Sebi a case per...
- Sebi puts NSDL’s proposed Rs 3,000-cr IPO in abeyanceThe capital markets regulator said in a notification that the "issuance of observations (has been) kept in abeyance." It did not provide fu...
- NSE settles 2021 glitch case with Sebi, pays Rs 72.64 crOn February 24,2021, NSE halted trading in all its segments. The stock exchange informed that it has multiple telecom links with two servic...
- Karvy Case: Sebi's recovery notices to BSE, NSE put on holdHowever, SAT had adjourned the matters to June 21. In the meantime, Sebi issued a recovery notice against the exchanges on June 15.Now SAT ...
- Sebi issues demand notice to Chitra RamkrishnaApart from penalising Ramkrishna, Sebi had imposed a penalty on Ravi Narain, who was the predecessor of Ramkrishna, and Subramanian and oth...
- Sebi issues Rs 2 crore recovery notice to ex-NSE chiefThe regulator, through an order passed on February 11, levied a fine of Rs 2 crore on Narain in the matter of governance issues over the ap...
- Sebi sends notice for recovery of Rs 2 crore to ex-NSE CEO Ravi NarainIn the event of non-payment Sebi said it will recover the money by either attaching and selling moveable and immovable properties, attachin...
- Sebi issues showcause notices to top NSE staffThe notices have been issued for violating Sebi's stock exchange regulations, including deficiencies in "orderly execution of trades" and f...
- NSE to appeal against Sebi order in co-location caseExchange says it has strong grounds to contest the orders, including monetary liability.
- Sebi sends fresh notices to NSE, key officialsThis is the second show-cause notice by Sebi to NSE and its top officials — current and former on the matter.
- Sebi slaps NSE with show-cause notice in co-location caseInvestigations have revealed a breach of systems at NSE and unfair access to select brokers.
- Sebi to show-cause NSE in co-location caseSebi will begin the adjudication process on NSE, brokers and others soon.
- Investor plaint on brokers: Sebi disposes of case against NSESebi had issued a show-cause notice to the NSE in November 2015 in respect of non-compliance of its directions.
- NSE files consent petition with Sebi to settle co-location issueIt is a negotiated settlement between the capital markets regulator and an entity by paying a penalty or by undergoing a voluntary ban from...
- Ravi Narain steps down as NSE vice-chairmanNSE sources said Narain is keen to ensure his presence is not a hurdle and that the board is able to take independent decisions on the co-l...
- Probe gathers pace: Sebi show-cause to NSE, 14 officials in algo trade caseNSE officials in question are taking legal advice to prepare their response for sebi.
- Women director appointment: NSE issues notice to 260 companiesSEBI had issued guidelines asking companies to appoint at least one woman director on their boards by April 1, 2015.
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