Gurbir Grewal, after a significant three-year tenure focusing on enforcement against Wall Street and cryptocurrency firms, is stepping down...

Carl Icahn and Icahn Enterprises LP settled with U.S. regulators for $2 million over failing to disclose that most of their securities were...

In a decision made public on Monday, US District Judge Andrew Carter said shareholders in the proposed class action could try to prove that...

Lyft has agreed to pay $10 million to settle Securities and Exchange Commission charges it failed to disclose a board member's financial in...

On a party-line vote, the five-member US Securities and Exchange Commission also voted to propose requiring broker-dealers to address confl...

The shareholders said Musk saved more than $200 million by adding to his holdings - while quietly meeting with Twitter executives about his...

In the federal court case in Manhattan, investors accused Musk, who bought Twitter for $44 billion in October, of waiting 11 days past a U....

In addition, the rating watch negative reflects the continued lack of clarity in relation to the impact of Azure Power Global Limited's (AP...

Former McDonald's CEO Stephen Easterbrook has been charged by federal regulators with making false and misleading statements to investors a...

"EY acknowledges the findings determined by the SEC," said Brendan Mullin, EY media relations director, adding that the firm's response has...

Even if Twitter's estimate is off, a plaintiff would have to show that the San Francisco-based company was seeking to willfully mislead inv...

U.S. securities law requires disclosure within 10 days of acquiring 5% of a company, and in Musk's case, the 10-day deadline was March 24.

Musk says the SEC is harassing him in a bad-faith effort to punish him for criticizing the government, and he is fighting to nullify the de...

U.S. securities law requires disclosure within 10 days of acquiring 5% of a company, which in Musk's case would be March 24. A late report ...

Credit ratings are driven mainly by directives from the Basel-3-based regulations, rather than customer need. That is a primary cause of th...

The report noted that the company provided no update on its leader's health and did not say if his responsibilities would change.

Capital raising procedures need to be improved upon.