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SEC DISCLOSURE FAILURES
161,000 affected in Krispy Kreme data breach settlement: Eligibility, payout details, and claim rules explainedThe Krispy Kreme Data Breach Settlement has drawn attention after reports confirmed a 2024 data breach affecting about 161,000 individuals ...
Delhi HC stays MCA fines on Microsoft CEO Satya Nadella, LinkedIn executivesThe Delhi High Court has put a hold on fines imposed by the Ministry of Corporate Affairs. These fines were for Satya Nadella, Ryan Roslans...
US SEC chief Gensler to step down on Jan. 20SEC Chair Gary Gensler, known for his ambitious agenda to regulate Wall Street and the crypto industry, will step down on January 20th. Dur...
US securities regulator's top cop to leave agencyGurbir Grewal, after a significant three-year tenure focusing on enforcement against Wall Street and cryptocurrency firms, is stepping down...
Billionaire Carl Icahn settles with US SEC over alleged disclosure failures, firm shares down 1%Carl Icahn and Icahn Enterprises LP settled with U.S. regulators for $2 million over failing to disclose that most of their securities were...
Elon Musk must face fraud lawsuit for disclosing Twitter stake lateIn a decision made public on Monday, US District Judge Andrew Carter said shareholders in the proposed class action could try to prove that...
Lyft to pay $10 million civil penalty over disclosure failuresLyft has agreed to pay $10 million to settle Securities and Exchange Commission charges it failed to disclose a board member's financial in...
US SEC adopts new cyber rule, unveils brokerage AI proposalOn a party-line vote, the five-member US Securities and Exchange Commission also voted to propose requiring broker-dealers to address confl...
Elon Musk seeks to end lawsuit over 'inadvertent' late disclosure of Twitter stakeThe shareholders said Musk saved more than $200 million by adding to his holdings - while quietly meeting with Twitter executives about his...
Elon Musk seeks to end lawsuit over 'inadvertent' late disclosure of Twitter stakeIn the federal court case in Manhattan, investors accused Musk, who bought Twitter for $44 billion in October, of waiting 11 days past a U....
Fitch Ratings downgrades dollar-denominated bonds of 2 cos of Azure Power GlobalIn addition, the rating watch negative reflects the continued lack of clarity in relation to the impact of Azure Power Global Limited's (AP...
SEC charges former McDonald's CEO with misleading investorsFormer McDonald's CEO Stephen Easterbrook has been charged by federal regulators with making false and misleading statements to investors a...
EY to pay $100 million to settle U.S. charges of staff cheating on accountant exams"EY acknowledges the findings determined by the SEC," said Brendan Mullin, EY media relations director, adding that the firm's response has...
Elon Musk can't easily give Twitter the boot over botsEven if Twitter's estimate is off, a plaintiff would have to show that the San Francisco-based company was seeking to willfully mislead inv...
Tesla's Musk may add to U.S. SEC ire with late report about Twitter stakeU.S. securities law requires disclosure within 10 days of acquiring 5% of a company, and in Musk's case, the 10-day deadline was March 24.
Elon Musk may add to US SEC ire with late report about Twitter stakeMusk says the SEC is harassing him in a bad-faith effort to punish him for criticizing the government, and he is fighting to nullify the de...
Tesla's Elon Musk may add to SEC ire with late report about Twitter stakeU.S. securities law requires disclosure within 10 days of acquiring 5% of a company, which in Musk's case would be March 24. A late report ...
View: Why it is high time to review credit rating agencies regulationCredit ratings are driven mainly by directives from the Basel-3-based regulations, rather than customer need. That is a primary cause of th...
- Jobs return will fuel debate over Apple's disclosure practices
The report noted that the company provided no update on its leader's health and did not say if his responsibilities would change.
- SEBI on the ball
Capital raising procedures need to be improved upon.