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SEBI INACTION
Sebi eases winding-up norms for AIFs, introduces 'inoperative fund' frameworkSebi has introduced a new framework allowing Alternative Investment Funds (AIFs) to retain liquidation proceeds beyond their fund life unde...- Have unclaimed deposits, insurance, mutual funds? Government launches single portal to trace forgotten assetsThe Ministry of Finance has launched a new portal to help citizens find forgotten money. This initiative, called 'Your Money, Your Right', ...
- SEBI launches ‘Mitra’ platform to help investors trace lost or inactive MF investmentsSEBI has introduced Mitra, a new digital platform developed by mutual fund RTAs, enabling investors and heirs to trace inactive and unclaim...
- Congress questions govt, Sebi for inaction in checking outflow of Jane Street's 'illegal profits'The Congress on Tuesday questioned market regulator Sebi and the government for failing to protect the interest of small investors and chec...
- Sebi launches MITRA to help investors trace inactive mutual fund foliosIn a circular, Sebi said the platform addresses a growing concern wherein investors, over time, lose track of their mutual fund investments...
- Sebi launches MITRA to help investors trace inactive mutual fund foliosIn a circular, Sebi said the platform addresses a growing concern wherein investors, over time, lose track of their mutual fund investments...
- Sebi mulls service platform for tracking inactive, unclaimed mutual fund foliosSEBI proposed MITRA, a platform developed by RTAs, to help investors find inactive and unclaimed mutual fund folios. It allows investors to...
- Congress leader Venugopal questions FM Sitharaman about SEBI Chief Madhabi Puri BuchKC Venugopal, a Congress leader, questioned the government's inaction on allegations against Sebi chief Madhabi Puri Buch. Venugopal brough...
- Religare moves HC over Sebi 'inaction'Religare has asked the court to direct Sebi to conduct a forensic audit to unearth the facts behind the grievances raised by it and to subm...
- SC backs Sebi inquiry into Adani, rejects any otherThe apex court also asked the Centre and Sebi to constructively consider suggestions of the six-member expert committee headed by former Su...
- SAT expects rigorous probe, very difficult to catch fin influencers: Ashwani BhatiaBhatia said the capital markets regulator has done one case of a financial influencer since coming out with the guidelines earlier this yea...
- Sebi slaps Rs 1.02 cr fine on Aditya Birla Money for mkt norms violationProceedings were initiated against Aditya Birla Money based on a joint inspection conducted by Sebi, BSE, NSE and the depositories in March...
- Sebi slaps Rs 30 lakh fine on Fairwealth Securities for misusing clients' fundThe regulator had conducted a multi-theme inspection of Fairwealth between April 2017 and July 2018.
- Sebi lays down mechanism to map unique client code with demat account"Stock exchanges and depositories shall map the existing UCCs with the demat account of the clients latest by December 31, 2019," the regul...
- Sebi fines Emkay Global Rs 3 lakh for violating broker normsSebi noted that the brokerage house utilised overdraft facility on client bank account and charged interest to the client bank account for ...
- PUG Securities cannot take on board new clients for 2 months: SebiUnder the norms, brokers are required to segregate own securities and client securities.
- Angel Broking settles case with Sebi, pays Rs 32 lakhSebi conducted inspection of the books of accounts of Angel Broking during September 19-23 and October 19-21 in the year 2016.
- IL&FS Securities moves SAT against Sebi order on Allied FinancialIn February, Sebi had barred Allied Financial and others for misappropriating client securities and a host of other violations.
- Supreme Court asks SEBI, Centre to give status of 1538 ponzi casesSEBI in its affidavit had earlier informed the apex court that ponzi schemes did not fall under its regulatory purview and only the state g...
- Sebi, tax dept investigating 32,000 entities for evasion, stock price manipulationNearly 32,000 entities are under the scanner of both Sebi and the tax department for rampant misuse of LTCG and short term capital loss to ...
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