NSE bars Yes Securities from adding new clientsYes Securities faces a three-month ban on onboarding new clients and a ₹1 lakh penalty from the NSE. The brokerage was penalized for passin...
SC directs ex-NSE MD to pay Rs 12.5 lakh in penaltyChallenging the sectoral tribunal's December 14 order that confirmed the penalty of ₹25 lakh on her, Ramakrishna argued that the imposition...
Chitra Ramakrishna vs Sebi: SC asks NSE's ex-MD to pay Rs 25 lakh penaltyThe Supreme Court on Monday asked Chitra Ramkrishna, the former managing director and chief executive officer of the National Stock Exchang...
SAT quashes Sebi penalty against NSE and others in dark-fibre caseThe tribunal has set aside the total penalty of Rs 7 crore imposed by Sebi on NSE and has reduced the penalty on Ramkrishna from Rs 5 crore...
NSE Co-location scam: SC seeks response from NSE, former MDsThe case relates to co-location scam, wherein some brokers had gained unfair advantage by securing fast access to NSE’s systems, data and t...
SAT quashes Sebi penalty on NSE, ex-CEOs in co-location caseIn 2019, Sebi's whole-time member in his order alleged that National Stock Exchange failed to ensure trading in a transparent, fair and ope...
NSE co-location case: Supreme Court refuses to stay SAT orderThe Supreme Court bench led by justice Sanjiv Khanna asked the market regulator to refund Rs 300 crore to the NSE subject to the latter giv...
SAT quashes Sebi's Rs 6 crore fine on NSEIt further said the National Stock Exchange (NSE) did not commit any violation of rules.
Sebi to fine bourses, senior executives for tech glitchesIndia has proposed stiff penalties on stock exchanges and key officials for technical glitches that cause losses to investors and traders i...
Anmi calls for withdrawal of penalty for incorrect client statement submissionAs per the new penalty structure by NSE, a penalty of Rs 1 lakh will be levied in case of procedurally incorrect submission of client level...
NSE imposes Rs 1.88 lakh penalty on NDTV for delay in appointing board directorIt said on March 30 and June 29 this year, the company wrote to SEBI, explaining its difficulty in finalising a candidate for the appointme...
NSE imposes Rs 5.36 lakh penalty on NDTV for delay in appointing board directorThe BSE has already imposed a penalty of Rs 5.36 lakh on the company for the same reason.
NSE reduces quantum of penalty on brokers for abnormal tradesThe decision was taken following protest from trade bodies that were seeking a withdrawal of these fines citing impact on trade volume.
Sebi cracks down on unauthorised client code changesClient code is a unique identifier a broker assigns to clients, and this code is mapped to the investor’s PAN and demat account.
NSE imposes Rs 1 crore penalty on Electrosteel Steels for non-compliance of disclosure norms"The company is reviewing NSE's letter and seeking appropriate legal advice,"
NSE revises penalty structure for unauthorised trades"The revised measures will come into effect from January 1 onwards,"
COMPACT upholds CCI order against NSE for unfair trade practicesA penalty of Rs 55.5 crore was imposed on the exchange for adopting unfair trade practices in currency derivatives (CD) trading.