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SEBI REGISTRATION CANCELLATION
Sebi cancels registration of Religare Capital Mkts, 11 others for non-payment of renewal feeSebi has revoked the registrations of Religare Capital Markets and 11 other entities due to their failure to pay required renewal fees for ...- Kore Digital shares crash 10% as Sebi alleges Rs 541 cr revenue misstatement, bars CEO, CFO and MD from capital marketKore Digital shares plunged after Sebi barred the company and key executives from the securities market over alleged financial statement ma...
- Sebi bars Kore Digital promoters over alleged Rs 541 crore revenue misstatementSebi has restrained Kore Digital and three key executives after finding prima facie evidence of misstated financials, questionable subsidia...
- From borrowed rules to a bespoke rulebook: Can IFSCA create an international market conduct regime?The IFSCA announced on August 25, 2026, the implementation of new market abuse regulations, which will replace existing SEBI guidelines for...
- Why are Registered Investment Advisers so rare in India? The big reason may surprise investorsIn the Indian investment landscape, a stark difference exists between mutual fund distributors who earn commissions and fee-only advisors w...
- Sebi turns down Adani-linked FPIs' settlement applicationsThe regulator communicated its decision to the FPIs' representatives last week, the people said, reviving a case that dates back to October...
- Sebi cancels registration of 15 investment advisers for non-payment of renewal feesIn a decisive action on Friday, Sebi announced the cancellation of registration certificates for fifteen investment advisers who neglected ...
- Sebi cancels registration of 11 research analysts for non-payment of renewal feeOn Tuesday, Sebi took a decisive step by canceling the registrations of eleven research analysts due to their failure to pay the required r...
- Sebi cancels registration of 12 research analysts over unpaid renewal feesSebi has cancelled twelve research analyst registrations for failing to pay renewal fees. These entities and individuals had their certific...
- Sebi cancels licence of research analyst after finding he was running a grocery shopSebi has cancelled the licence of research analyst Purooskhan after finding his registration was misused by an unregistered advisory firm p...
- Sebi cancels registration of 68 investment advisers for non-payment of renewal feeThe list of cancelled entities includes Truenorth Labs Pvt Ltd, Equity Mantra, Saurabh Mundra, Sheetal Agrawal, Ateet Hemant Wagh, Getbasis...
- Sebi cancels registration of 18 investment advisers for fee non-paymentMarkets regulator Sebi on Wednesday cancelled the registration of 18 investment advisers for failing to pay renewal fees, a statutory requi...
- Sebi cancels registration of 39 stock brokers, 7 commodity brokersSebi has cancelled the registrations of 39 stock brokers, seven commodity brokers, and 22 depository participants for failing to meet regis...
- Sebi cancels registration of LFS Broking, bans MD for 5 yearsSebi observed the conduct of LFS Broking, where it allowed to use the registration certificates in collusion with Rahman, to deceive invest...
- Sebi cancels registration of Progressive Comtrade in NSEL caseThe Securities and Exchange Board of India (SEBI) has cancelled the registration of Progressive Comtrade and Leo Global Commodities for fac...
- Sebi cancels registration of 3 stock brokersUnder the Stock Brokers Regulations, one of the conditions of registration is that the applicant is eligible to be admitted as a member of ...
- Sebi cancels registration of 4 stock brokers, 11 depository participantsSebi said the registration of four stock brokers -- KSBL Securities, Conard Securities, Anee Securities and Credential Stock Brokers -- hav...
- After Sebi order, Sahara says SIFCL surrendered sub-broker registration 2 years agoOn March 4, the group wrote to Sebi saying that on October 3, 2018, SIFCL had surrendered the sub-brokership license to IDBI Capital and th...
- Sebi cancels registration of Kolar Sharex, Rajkumar C. Basantani as stock brokersIn a separate order, Sebi said it has also cancelled the registration certificate of Rajkumar C. Basantani as stock broker, who, apart from...
- Sebi amends enquiry process framework for intermediariesWith regard to the process that needs to be adopted in enquiry proceedings, Sebi said an opportunity of personal hearing could be considere...
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