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UPSTREAMING CLIENT FUNDS
Family Trusts need a rethink: DPDP, PMLA rules collide with informal promoter structuresIndia's family businesses face a complex succession era due to evolving regulations and generational differences. Law firms like Veritas Le...- PMS vs mutual funds: 5 reasons to invest, and 5 red flags to watchPortfolio Management Services (PMS) offer structural advantages over mutual funds, allowing for concentrated portfolios, significant cash h...
- Sebi plans risk-based calculation for brokers’ variable net worthIn a groundbreaking initiative, the Securities and Exchange Board of India is set to revamp the variable net worth calculation method for s...
- Sebi plans risk-based calculation for brokers’ variable net worthThe Securities and Exchange Board of India (SEBI) has unveiled plans to overhaul how stockbrokers assess their capital. This innovative str...
- Saas fintech platform Arteria Technologies raises Rs 100 crore funding from ICICI VentureFounded in 2007 by Parag Sushilkumar Jain and Sriram Kanuri, the company offers upstream and downstream supply chain solutions to enterpris...
- SEBI announces changes in cut-off timings for overnight mutual fundSebi has revised cut-off timings for repurchase of overnight fund units, effective June 1, to support the pledge-based upstreaming of clien...
- Sebi extends deadline till Mar 31 to submit public comments on unclaimed funds, securitiesMarkets regulator Sebi on Friday extended the deadline till March-end to submit public comments on the proposed guidelines on the treatment...
- SEBI relaxes norms for settling client accounts inactive for 30 daysSEBI revised settlement norms for brokerage accounts of inactive clients, aligning them with the monthly/quarterly settlement cycle. The ch...
- Sebi mulls revising requirement on settlement of account of clients' fundsTo facilitate ease of doing business, markets regulator Sebi on Thursday proposed that funds of clients, who have not done any transaction ...
- ASBA mechanism for secondary trade in equity bleakens prospects for discount brokersThe facility is based on blocking of funds for trading in the secondary market through UPI, and initially, the facility will be optional fo...
- Sebi eases guidelines for settlement of running accountsCapital markets regulator Sebi on Thursday eased guidelines for settlement of running accounts of clients' funds or securities lying with s...
- Sebi revises norms on upstreaming of clients’ funds by stock brokersIn June, the capital market regulator had laid out a framework for the same but had received various representations from stock brokers and...
- Sebi’s new FY resolution: 11 major tasks to strengthen securities market ecosystemThere is a need to identify, monitor and manage the risks introduced into the securities market ecosystem by unlisted companies in a conglo...
- New Sebi rule from today: A ban that’s a boon in many waysThis move of SEBI further increases the working capital requirement of stock brokers. This will only affect brokers who have the practice o...
- SEBI approves ASBA like facility to protect investors and increase earningsThe technical challenge may be considerable but not insurmountable. In this, the Securities and Exchange Board of India (Sebi) is on the ri...
- Zerodha's Nithin Kamath on ASBA-like facility for secondary market"While the UPI block mechanism to allow trading with funds lying in the bank account is optional for brokers, the ability to collect fees f...
- Sebi move of upstreaming client funds likely to hurt non-bank brokersAccording to the regulator, the framework aims at giving benefits such as interest on the blocked funds in a client’s savings account till ...
- Sebi proposes norm to prevent brokers from retaining clients' funds at end of trading dayIn its consultation paper, the regulator has proposed mandating daily upstreaming of all investor funds from stock brokers and clearing mem...
- ONGC, GAIL our top bets in OMCs: Tirthankar Patnaik, Religare Capital Markets'We are overweight on energy in our model portfolio, more than 250-300 bps over the Nifty weightage.'
- Wipro buys part of SAIC IT business for $150 mnThe purchase covers only the IT business of the firm’s oil and gas vertical which provides consulting, system integration and outsourcing s...
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