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UNREGISTERED INVESTMENT ADVISOR
Sebi targets 'finfluencer' misconduct to protect retail investors, freezes accounts of perpetratorsAccording to the SEBI order, the operators bought small/mid-cap stocks, artificially inflated prices by sharing unsubstantiated bullish tip...- Blockchain billionaire Sun takes Trump family's crypto firm to courtJustin Sun is suing World Liberty Financial, a crypto venture co-founded by Donald Trump and his sons. Sun alleges the company illegally fr...
- US Stocks: Blockchain billionaire Sun takes Trump family’s crypto firm to courtCrypto entrepreneur Justin Sun on Tuesday sued World Liberty Financial, the digital currency venture co-founded by U.S. President Donald Tr...
- Sebi bans influencer Avadhut Sathe from stock market and orders return of Rs 601 croreSebi has cracked down on Avadhut Sathe and his firm, Avadhut Sathe Trading Academy. They are banned from the stock market and must return R...
- Sebi cracks down on finfluencers selling stock tips in the name of educationSebi has issued a draft circular to restrict finfluencers from using the latest share price data when providing educational content. The re...
- Sebi chief decodes 'sayanapanti' of algo sellers, finfluencers, Indore-type advisorsAs a regulator, Buch said, we cannot afford to have one lakh of Indore-type investment advisors. “I have personally gone through and seen p...
- YouTube public interest ad sparks outcry; MoS IT quickly issues disclaimer“Given that these type of advocacy ads cud be misintepreted, i hv advised more careful use of Govt logos in these campaigns by private plat...
- Sebi’s Advertisement Code meant for registered advisers, not frauds on social media: Sandeep ParekhSebi is urging investment advisors and research analysts to rely less on past performance, according to Sandeep Parekh, managing partner at...
- Will frame rules to control financial advice from social media influencers: SebiAddressing a meeting of the Association of Registered Investment Advisers on Friday, Sebi whole-time member Ananth Narayan Gopalkrishnan sa...
- Sebi bans person from securities market in unauthorised investment advisory services caseLalwani collected funds by providing unregistered investment advice to investors through his proprietary firm Capital Yield Research and Ad...
- Sebi bans 7 entities for unauthorised investment advisoryTwo individuals -- C Murlitharan and C Paranitharan -- have been restrained from the securities markets for one year. Trend Market Advisory...
- Sebi bars Profit Redefine, proprietor from securities markets for unauthorised investment advisoryThe order comes from an interim order-cum-show-cause notice dated February 7, 2020 passed by Sebi against Profit Redefine Financial Solutio...
- Sebi bans individuals, entities from securities mkt for unauthorised investment advisory activitiesIn one of the interim orders regarding Capital Nivesh Research and Bright Money Solutions, the regulator said Nimawat and Doriya had been a...
- Sebi bars individuals, entities for unauthorised investment advisory activitiesIn two separate but similarly-worded orders, the watchdog has directed Vinayak Tradelink and its proprietor Vivek Mahendragiri Ramdati, and...
- Sebi bars individuals, entities from securities mkt for unauthorised investment advisory activitiesAs per two separate interim orders , Equity Mania Financial Advisory and its proprietor -- Ankit Goel, Money Streets Advisory Services LLP ...
- Sebi bars Minance Technologies, 3 others for unregistered portfolio management activitiesIn an interim order passed against MTPL and the individuals, Sebi asked MTPL to withdraw all advertisements in relation to its PMS (Portfol...
- Sebi imposes 3-year ban on two individuals for offering unregistered investment advisory activitiesThe action has come in a matter of unregistered investment advisory activity wherein three individuals -- Rishabh Jain, Ubaidur Rahman and ...
- Sebi bars 4 firms from carrying out investment advisory services"There is an urgent need to stop the investment advisory activities of the investment adviser," Sebi said in the orders.
- Sebi cautions public against unregistered investment advisorsSebi wants the public to deal with registered investment advisors, a list of which is available on its website.
- 3 entities banned by SEBI from acting as investment advisorsThe regulator found that these entities were giving trading tips, stock specific recommendations, among others, to investors.
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