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UNREGISTERED INVESTMENT ADVICE
Sebi deploying AI to track influencers and insider trading in real time: Tuhin Kanta PandeySebi Chairman Tuhin Kanta Pandey said the regulator is increasingly using artificial intelligence tools to monitor market misconduct, inclu...23 Feb, 2026, 03.51 PM IST- Avadhut Sathe Trading Academy denies Sebi charges, says it is only an educational platformAvadhut Sathe Trading Academy (ASTA) has rejected Sebi’s allegations that it offered unregistered investment advice, saying it only provide...05 Dec, 2025, 02.24 PM IST
- 97% Sebi enforcement orders since 2013 targeted trading-call providers: ReportAn ARIA analysis shows that trading-call providers—both registered and unregistered—accounted for nearly 97% of Sebi’s enforcement orders u...11 Nov, 2025, 03.17 PM IST
- ‘Gurus say anything to get clicks’: Advisor slams finfluencers for messing up investors' portfolios amid SEBI crackdownShruti Bhatia, a SEBI-registered Investment Advisor, criticized financial influencers. She accused them of misleading retail investors. SEB...22 Aug, 2025, 10.18 AM IST
- Sebi cracks down on finfluencers selling stock tips in the name of educationSebi has issued a draft circular to restrict finfluencers from using the latest share price data when providing educational content. The re...30 Jan, 2025, 11.33 AM IST
- Sebi bans YouTuber Ravindra Balu Bharti for illegal market activities, orders refunds of Rs 9.5 croreSecurities and Exchange Board of India (SEBI) has banned YouTuber Ravindra Balu Bharti for operating unregistered investment advisory servi...18 Dec, 2024, 04.38 PM IST
- Sebi seeks public comments on draft circular to regulate association with prohibited entitiesIn a consultation paper floated by Sebi, the regulator outlined provisions prohibiting intermediaries and MIIs, including stock exchanges, ...06 Dec, 2024, 10.27 PM IST
- Sebi amends rules to regulate finfluencersSebi has amended regulations to oversee unregistered financial influencers, aiming to reduce potential risks. The new norms restrict associ...30 Aug, 2024, 03.00 PM IST
- Sebi issues cautionary statement, passes directions to protect investors from unregistered entitiesSebi (Investment Advisers) norms specify the eligibility conditions for registration, obligations and responsibilities and procedure for ac...06 Aug, 2024, 03.56 PM IST
- Sebi to curb finfluencers to help investors get accurate, unbiased informationMoves proposed by Sebi last month not only ensure that investors receive accurate and unbiased information but also help in preserving auth...03 Sep, 2023, 11.19 AM IST
- Sebi’s Advertisement Code meant for registered advisers, not frauds on social media: Sandeep ParekhSebi is urging investment advisors and research analysts to rely less on past performance, according to Sandeep Parekh, managing partner at...18 Apr, 2023, 09.44 AM IST
- Unauthorised investment advisory services: Sebi bans 4 entities from securities markets for 6 monthsThe Securities and Exchange Board of India (SEBI) has banned four entities from the securities markets for six months after finding that th...07 Apr, 2023, 11.29 AM IST
- Sebi speeds up action against social media stock tips: SourcesThe regulator's action, which follow four earlier orders passed in the past twelve months, aim to signal growing concern that retail invest...23 Mar, 2023, 10.10 PM IST
- Sebi bans person from securities market in unauthorised investment advisory services caseLalwani collected funds by providing unregistered investment advice to investors through his proprietary firm Capital Yield Research and Ad...18 Jan, 2023, 05.50 PM IST
- Sebi bans individuals, entities from securities mkt for unauthorised investment advisory activitiesIn one of the interim orders regarding Capital Nivesh Research and Bright Money Solutions, the regulator said Nimawat and Doriya had been a...18 Dec, 2020, 09.54 PM IST
- Sebi bars individuals, entities for unauthorised investment advisory activitiesIn two separate but similarly-worded orders, the watchdog has directed Vinayak Tradelink and its proprietor Vivek Mahendragiri Ramdati, and...16 Dec, 2020, 10.11 PM IST
- Sebi bars individuals, entities from securities mkt for unauthorised investment advisory activitiesAs per two separate interim orders , Equity Mania Financial Advisory and its proprietor -- Ankit Goel, Money Streets Advisory Services LLP ...15 Dec, 2020, 10.39 PM IST
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