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UNREGISTERED INTERMEDIARIES
Market players must put ID info in social media posts: SebiThe Securities and Exchange Board of India (Sebi) has mandated that all market intermediaries must prominently display their registered nam...27 Feb, 2026, 06.23 AM IST- Sebi cancels licence of research analyst after finding he was running a grocery shopSebi has cancelled the licence of research analyst Purooskhan after finding his registration was misused by an unregistered advisory firm p...30 Dec, 2025, 04.22 PM IST
- Sebi launches new verification agency to crack down on mis-sellingSebi has launched the Past Risk and Return Verification Agency (PaRRVA) to combat mis-selling of investment products. This tech-driven syst...09 Dec, 2025, 05.40 AM IST
- Sebi issues advisory on social media entities touting FPI/FII market access; flags 5 misleading claimsSebi issued an advisory cautioning investors against fraudulent claims on social media, WhatsApp, and Telegram about stock market access vi...22 Aug, 2025, 06.31 PM IST
- Sebi to launch UPI IDs for registered entities to avoid trading fraudsSEBI will introduce UPI IDs for registered intermediaries collecting funds, enhancing payment security and transparency for investors. This...12 Jun, 2025, 01.30 PM IST
- Acko General Insurance fined Rs 1 crore by IRDAI: Will you be affected if you bought a policy from Acko?IRDAI fined Acko General Insurance Rs 1 crore for regulatory lapses involving Ola Financial Services (OFSPL). Acko made payments to Ola Fin...26 May, 2025, 10.18 AM IST
- Sebi mulls safe UPI payments for market intermediariesUnder the proposed mechanism, the regulator has suggested creating a unique UPI address for registered market intermediaries, making it eas...03 Feb, 2025, 05.43 AM IST
- Sebi proposes unique UPI address for payment collection to weed out unregistered entitiesSebi UPI: Market regulator Securities and Exchange Board of India (Sebi) is considering creating a unique Unified Payments Interface (UPI) ...31 Jan, 2025, 09.20 PM IST
- Sebi warns investors against unregistered online platforms offering unlisted debt securitiesSebi cautioned investors against using unregistered online platforms offering unlisted debt securities. These platforms operate outside Seb...08 Dec, 2024, 06.57 PM IST
- Sebi seeks public comments on draft circular to regulate association with prohibited entitiesIn a consultation paper floated by Sebi, the regulator outlined provisions prohibiting intermediaries and MIIs, including stock exchanges, ...06 Dec, 2024, 10.27 PM IST
- Sebi warns public against unregistered platforms offering unlisted debt securitiesThe regulator said that offering unlisted securities to more than 200 investors violates the Companies Act, 2013, and Sebi regulations, mak...05 Dec, 2024, 07.54 PM IST
- Sebi sounds caution against unregistered online platforms offering unlisted debt securitiesSebi has warned investors against unregistered online platforms offering unlisted debt securities. These platforms lack regulatory oversigh...05 Dec, 2024, 07.10 PM IST
- Sebi cautions investors against unauthorized virtual trading, gaming platformsMarkets regulator Sebi on Monday cautioned investors against undertaking trading activities through virtual trading or gaming platforms and...04 Nov, 2024, 05.20 PM IST
- Sebi issues cautionary statement, passes directions to protect investors from unregistered entitiesSebi (Investment Advisers) norms specify the eligibility conditions for registration, obligations and responsibilities and procedure for ac...06 Aug, 2024, 03.56 PM IST
- Sebi chief decodes 'sayanapanti' of algo sellers, finfluencers, Indore-type advisorsAs a regulator, Buch said, we cannot afford to have one lakh of Indore-type investment advisors. “I have personally gone through and seen p...04 Oct, 2023, 04.51 PM IST
- Explainer: What SEBI’s proposed rules for finfluencers mean for retail investorsThe capital market regulator has been talking about finfluencers and the potential risks they pose by intervening in the investment decisio...27 Aug, 2023, 10.02 AM IST
- Market essentials: Do's and don'ts while dealing with your stockbrokerInvestors should always deal with the stockbroker who is registered with Sebi or stock exchanges.08 Feb, 2020, 05.08 PM IST
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