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UNREGISTERED FINANCIAL ADVISORS
Sebi targets 'finfluencer' misconduct to protect retail investors, freezes accounts of perpetratorsAccording to the SEBI order, the operators bought small/mid-cap stocks, artificially inflated prices by sharing unsubstantiated bullish tip...- Blockchain billionaire Sun takes Trump family's crypto firm to courtJustin Sun is suing World Liberty Financial, a crypto venture co-founded by Donald Trump and his sons. Sun alleges the company illegally fr...
- US Stocks: Blockchain billionaire Sun takes Trump family’s crypto firm to courtCrypto entrepreneur Justin Sun on Tuesday sued World Liberty Financial, the digital currency venture co-founded by U.S. President Donald Tr...
- ‘Gurus say anything to get clicks’: Advisor slams finfluencers for messing up investors' portfolios amid SEBI crackdownShruti Bhatia, a SEBI-registered Investment Advisor, criticized financial influencers. She accused them of misleading retail investors. SEB...
- Lost money to finfluencers’ advice? All that glitters is not gold, here's how to steer clear of non-credible financial adviceMany individuals have lost significant amounts of money due to following advice from social media influencers, who often lack transparency ...
- Gensol crisis: The finfluencer hype that led to 95% losses for retail investorsDinesh Kumar, like many others, faced significant losses after investing in Gensol Engineering based on social media influencers' advice. T...
- Sebi cracks down on finfluencers selling stock tips in the name of educationSebi has issued a draft circular to restrict finfluencers from using the latest share price data when providing educational content. The re...
- Sebi extends deadline till Nov 26 for comments on proposed specified digital platformMarkets regulator Sebi on Tuesday extended the deadline for public comments till November 26 on the proposal concerning requirements for re...
- Sebi amends rules to regulate finfluencersSebi has amended regulations to oversee unregistered financial influencers, aiming to reduce potential risks. The new norms restrict associ...
- How Sebi's new fee collection mechanism will impact investment advisors, analystsSebi said that this ecosystem will help investors ensure that their payments are reaching only registered IAs and RAs. As a corollary, this...
- Sebi finalising draft discussion paper over guidelines for 'finfluencers'The Securities and Exchange Board of India (Sebi) is preparing a discussion paper to regulate unregistered financial influencers, or finflu...
- YouTube public interest ad sparks outcry; MoS IT quickly issues disclaimer“Given that these type of advocacy ads cud be misintepreted, i hv advised more careful use of Govt logos in these campaigns by private plat...
- Expectations set by finfluencers on market returns a problem: Nithin KamathSEBI committee member Nithin Kamath has stated that although investment advisers are helpful to investors, they often set unrealistic expec...
- Sebi’s Advertisement Code meant for registered advisers, not frauds on social media: Sandeep ParekhSebi is urging investment advisors and research analysts to rely less on past performance, according to Sandeep Parekh, managing partner at...
- Will frame rules to control financial advice from social media influencers: SebiAddressing a meeting of the Association of Registered Investment Advisers on Friday, Sebi whole-time member Ananth Narayan Gopalkrishnan sa...
- Sebi bars Profit Redefine, proprietor from securities markets for unauthorised investment advisoryThe order comes from an interim order-cum-show-cause notice dated February 7, 2020 passed by Sebi against Profit Redefine Financial Solutio...
- Sebi bans Indira Trading Company, 7 individualsAccording to an order, Indira Trading Company and individuals were providing investment advisory services and research analyst services wit...
- Sebi bars Money Plus Research Advisory, proprietor from securities market for 2 yearsAmong other directions, they have been asked to refund the money received from the clients/ investors as fees or consideration or in any ot...
- Sebi bars individuals, entities from securities mkt for unauthorised investment advisory activitiesAs per two separate interim orders , Equity Mania Financial Advisory and its proprietor -- Ankit Goel, Money Streets Advisory Services LLP ...
- Sebi bans Money Plus, proprietor from carrying out investment advisory servicesThey have also been restrained from accessing the securities market until further orders.
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