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UNREGISTERED ADVISORY
Sebi cancels licence of research analyst after finding he was running a grocery shopSebi has cancelled the licence of research analyst Purooskhan after finding his registration was misused by an unregistered advisory firm p...30 Dec, 2025, 04.22 PM IST- Avadhut Sathe Trading Academy denies Sebi charges, says it is only an educational platformAvadhut Sathe Trading Academy (ASTA) has rejected Sebi’s allegations that it offered unregistered investment advice, saying it only provide...05 Dec, 2025, 02.24 PM IST
- Sebi pulls plug on Avadhut Sathe's trading academy operationsSebi has ordered financial influencer Avadhut Sathe and his academy to stop unregistered investment advisory and research analyst services....05 Dec, 2025, 06.14 AM IST
- 97% Sebi enforcement orders since 2013 targeted trading-call providers: ReportAn ARIA analysis shows that trading-call providers—both registered and unregistered—accounted for nearly 97% of Sebi’s enforcement orders u...11 Nov, 2025, 03.17 PM IST
- ‘Gurus say anything to get clicks’: Advisor slams finfluencers for messing up investors' portfolios amid SEBI crackdownShruti Bhatia, a SEBI-registered Investment Advisor, criticized financial influencers. She accused them of misleading retail investors. SEB...22 Aug, 2025, 10.18 AM IST
- Unregistered persons can now generate e-Way Bill for GST compliance; Step-by-step guide on how to file ENR-03 on E-Way Bill portalGSTN Advisory February 15, 2025: Unregistered dealers engaged in the movement or transportation of goods can now generate e-Way Bills by en...17 Feb, 2025, 05.40 PM IST
- Sebi bans YouTuber Ravindra Balu Bharti for illegal market activities, orders refunds of Rs 9.5 croreSecurities and Exchange Board of India (SEBI) has banned YouTuber Ravindra Balu Bharti for operating unregistered investment advisory servi...18 Dec, 2024, 04.38 PM IST
- Sebi issues cautionary statement, passes directions to protect investors from unregistered entitiesSebi (Investment Advisers) norms specify the eligibility conditions for registration, obligations and responsibilities and procedure for ac...06 Aug, 2024, 03.56 PM IST
- Sebi bans 9 entities from securities mkt for 2-yrs for flouting investment advisory rulesThe nine entities that have been prohibited are -- Yogesh Kukadia, Rajesh R Kallidumbil, Nithin Raj, Signal2Noise Capital Partners, Investo...29 Nov, 2023, 04.43 PM IST
- Unauthorised investment advisory services: Sebi bans 4 entities from securities markets for 6 monthsThe Securities and Exchange Board of India (SEBI) has banned four entities from the securities markets for six months after finding that th...07 Apr, 2023, 11.29 AM IST
- Sebi bans person from securities market in unauthorised investment advisory services caseLalwani collected funds by providing unregistered investment advice to investors through his proprietary firm Capital Yield Research and Ad...18 Jan, 2023, 05.50 PM IST
- Sebi bans 7 entities for unauthorised investment advisoryTwo individuals -- C Murlitharan and C Paranitharan -- have been restrained from the securities markets for one year. Trend Market Advisory...07 Jul, 2022, 07.34 PM IST
- Sebi bans GJ Advisory, Ideas Advisory for providing unauthorised servicesThe direction comes after Securities and Exchange Board of India (Sebi) received a complaint against the entities, alleging that they are i...06 Jan, 2021, 05.20 PM IST
- Sebi bars individuals, entities from securities mkt for unauthorised investment advisory activitiesAs per two separate interim orders , Equity Mania Financial Advisory and its proprietor -- Ankit Goel, Money Streets Advisory Services LLP ...15 Dec, 2020, 10.39 PM IST
- Sebi bars Minance Technologies, 3 others for unregistered portfolio management activitiesIn an interim order passed against MTPL and the individuals, Sebi asked MTPL to withdraw all advertisements in relation to its PMS (Portfol...08 Dec, 2020, 10.36 PM IST
- Sebi imposes 3-year ban on two individuals for offering unregistered investment advisory activitiesThe action has come in a matter of unregistered investment advisory activity wherein three individuals -- Rishabh Jain, Ubaidur Rahman and ...22 Jul, 2020, 07.37 PM IST
- 3 entities banned by SEBI from acting as investment advisorsThe regulator found that these entities were giving trading tips, stock specific recommendations, among others, to investors.03 Dec, 2016, 12.33 PM IST
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