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UNREGISTERED ADVISORY SERVICES
Sebi bars Stark Investments for allegedly mobilising funds via unregistered operationsThe regulator launched its investigation after receiving 16 complaints alleging that the entities were providing investment advice and mana...27 Jul, 2026, 11.51 AM IST- Avadhut Sathe Trading Academy denies Sebi charges, says it is only an educational platformAvadhut Sathe Trading Academy (ASTA) has rejected Sebi’s allegations that it offered unregistered investment advice, saying it only provide...05 Dec, 2025, 02.24 PM IST
- Sebi pulls plug on Avadhut Sathe's trading academy operationsSebi has ordered financial influencer Avadhut Sathe and his academy to stop unregistered investment advisory and research analyst services....05 Dec, 2025, 06.14 AM IST
- 97% Sebi enforcement orders since 2013 targeted trading-call providers: ReportAn ARIA analysis shows that trading-call providers—both registered and unregistered—accounted for nearly 97% of Sebi’s enforcement orders u...11 Nov, 2025, 03.17 PM IST
- Sebi fines investment advisory firm Rs 19 lakh, dismissing its defence as 'cock and bull story'The regulator accused Sai Proficient of obstructing the investigation and colluding with Shree Sai Proficient Financial Services (SSPFS), a...24 Dec, 2024, 09.43 PM IST
- Sebi bans YouTuber Ravindra Balu Bharti for illegal market activities, orders refunds of Rs 9.5 croreSecurities and Exchange Board of India (SEBI) has banned YouTuber Ravindra Balu Bharti for operating unregistered investment advisory servi...18 Dec, 2024, 04.38 PM IST
- Sebi issues cautionary statement, passes directions to protect investors from unregistered entitiesSebi (Investment Advisers) norms specify the eligibility conditions for registration, obligations and responsibilities and procedure for ac...06 Aug, 2024, 03.56 PM IST
- Unauthorised investment advisory services: Sebi bans 4 entities from securities markets for 6 monthsThe Securities and Exchange Board of India (SEBI) has banned four entities from the securities markets for six months after finding that th...07 Apr, 2023, 11.29 AM IST
- Sebi penalises Crude Oil Tipswala, three individuals for unregistered advisory servicesThe order came after Sebi issued a show cause notice in June to COT, Jitendra Kumar Ganeshlal Bata, Goutam Sarvar and Mukeshbhai Ramanbhai ...14 Dec, 2022, 09.08 PM IST
- Sebi bans Indira Trading Company, 7 individualsAccording to an order, Indira Trading Company and individuals were providing investment advisory services and research analyst services wit...26 Feb, 2021, 10.31 PM IST
- Sebi bans GJ Advisory, Ideas Advisory for providing unauthorised servicesThe direction comes after Securities and Exchange Board of India (Sebi) received a complaint against the entities, alleging that they are i...06 Jan, 2021, 05.20 PM IST
- Sebi bars individuals, entities from securities mkt for unauthorised investment advisory activitiesAs per two separate interim orders , Equity Mania Financial Advisory and its proprietor -- Ankit Goel, Money Streets Advisory Services LLP ...15 Dec, 2020, 10.39 PM IST
- Sebi bans Hybrid Research, Always Gain from capital marketsHybrid Research's proprietor and partners of Always Gainhave have also been restrained from the capital markets.10 Dec, 2020, 06.00 PM IST
- Sebi bars Minance Technologies, 3 others for unregistered portfolio management activitiesIn an interim order passed against MTPL and the individuals, Sebi asked MTPL to withdraw all advertisements in relation to its PMS (Portfol...08 Dec, 2020, 10.36 PM IST
- Sebi imposes 3-year ban on two individuals for offering unregistered investment advisory activitiesThe action has come in a matter of unregistered investment advisory activity wherein three individuals -- Rishabh Jain, Ubaidur Rahman and ...22 Jul, 2020, 07.37 PM IST
- Sebi bars 4 firms from carrying out investment advisory services"There is an urgent need to stop the investment advisory activities of the investment adviser," Sebi said in the orders.26 Nov, 2019, 08.25 PM IST
- 3 entities banned by SEBI from acting as investment advisorsThe regulator found that these entities were giving trading tips, stock specific recommendations, among others, to investors.03 Dec, 2016, 12.33 PM IST
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