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UNREGISTERED ADVISORS
Sebi targets 'finfluencer' misconduct to protect retail investors, freezes accounts of perpetratorsAccording to the SEBI order, the operators bought small/mid-cap stocks, artificially inflated prices by sharing unsubstantiated bullish tip...- Blockchain billionaire Sun takes Trump family's crypto firm to courtJustin Sun is suing World Liberty Financial, a crypto venture co-founded by Donald Trump and his sons. Sun alleges the company illegally fr...
- US Stocks: Blockchain billionaire Sun takes Trump family’s crypto firm to courtCrypto entrepreneur Justin Sun on Tuesday sued World Liberty Financial, the digital currency venture co-founded by U.S. President Donald Tr...
- ‘Gurus say anything to get clicks’: Advisor slams finfluencers for messing up investors' portfolios amid SEBI crackdownShruti Bhatia, a SEBI-registered Investment Advisor, criticized financial influencers. She accused them of misleading retail investors. SEB...
- Lost money to finfluencers’ advice? All that glitters is not gold, here's how to steer clear of non-credible financial adviceMany individuals have lost significant amounts of money due to following advice from social media influencers, who often lack transparency ...
- Sebi cracks down on finfluencers selling stock tips in the name of educationSebi has issued a draft circular to restrict finfluencers from using the latest share price data when providing educational content. The re...
- Sebi chief decodes 'sayanapanti' of algo sellers, finfluencers, Indore-type advisorsAs a regulator, Buch said, we cannot afford to have one lakh of Indore-type investment advisors. “I have personally gone through and seen p...
- YouTube public interest ad sparks outcry; MoS IT quickly issues disclaimer“Given that these type of advocacy ads cud be misintepreted, i hv advised more careful use of Govt logos in these campaigns by private plat...
- Sebi’s Advertisement Code meant for registered advisers, not frauds on social media: Sandeep ParekhSebi is urging investment advisors and research analysts to rely less on past performance, according to Sandeep Parekh, managing partner at...
- Will frame rules to control financial advice from social media influencers: SebiAddressing a meeting of the Association of Registered Investment Advisers on Friday, Sebi whole-time member Ananth Narayan Gopalkrishnan sa...
- Sebi bans person from securities market in unauthorised investment advisory services caseLalwani collected funds by providing unregistered investment advice to investors through his proprietary firm Capital Yield Research and Ad...
- Sebi bans 7 entities for unauthorised investment advisoryTwo individuals -- C Murlitharan and C Paranitharan -- have been restrained from the securities markets for one year. Trend Market Advisory...
- Sebi bars Profit Redefine, proprietor from securities markets for unauthorised investment advisoryThe order comes from an interim order-cum-show-cause notice dated February 7, 2020 passed by Sebi against Profit Redefine Financial Solutio...
- Sebi bans individuals, entities from securities mkt for unauthorised investment advisory activitiesIn one of the interim orders regarding Capital Nivesh Research and Bright Money Solutions, the regulator said Nimawat and Doriya had been a...
- Sebi bars individuals, entities from securities mkt for unauthorised investment advisory activitiesAs per two separate interim orders , Equity Mania Financial Advisory and its proprietor -- Ankit Goel, Money Streets Advisory Services LLP ...
- Sebi bars Minance Technologies, 3 others for unregistered portfolio management activitiesIn an interim order passed against MTPL and the individuals, Sebi asked MTPL to withdraw all advertisements in relation to its PMS (Portfol...
- Sebi imposes 3-year ban on two individuals for offering unregistered investment advisory activitiesThe action has come in a matter of unregistered investment advisory activity wherein three individuals -- Rishabh Jain, Ubaidur Rahman and ...
- Sebi bars 4 firms from carrying out investment advisory services"There is an urgent need to stop the investment advisory activities of the investment adviser," Sebi said in the orders.
- Sebi cautions public against unregistered investment advisorsSebi wants the public to deal with registered investment advisors, a list of which is available on its website.
- 3 entities banned by SEBI from acting as investment advisorsThe regulator found that these entities were giving trading tips, stock specific recommendations, among others, to investors.
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