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UNPAID CLIENT ACCOUNTS
Kylie Jenner second housekeeper lawsuit: New wave of shocking workplace abuse claims emergesKylie Jenner is facing a second lawsuit from a former housekeeper alleging harassment, discrimination, retaliation, and labor violations wh...- Sebi plans changes to rules on unpaid securitiesThe Securities and Exchange Board of India has unveiled plans to revamp broker regulations. Designed to refine the management of partially ...
- ED flags Rs 11,600 crore 'proceeds of crime' in RHFL, RCFL probeThe Enforcement Directorate has alleged over ₹11,600 crore as proceeds of crime in a money laundering probe involving Reliance Home Finance...
- '20% of my salary gone': Employee reveals they did not receive full compensation, as client didn't payAn employee of a freight forwarding company experienced a 20% salary reduction due to a client's unpaid dues, raising concerns about the le...
- Sebi slaps Rs 10 lakh penalty on Axis Securities for violating stock brokers rulesSebi imposed a Rs 10 lakh penalty on Axis Securities for rule violations and improper client fund handling. Axis Securities failed in regul...
- Investors to get direct payout of securities nowSebi mandates direct transfer of securities to demat accounts by clearing corporations to protect clients' assets. A Balakrishnan from Geoj...
- Sebi mandates direct transfer of securities by clearing corporations to Demat accountsThe proposed change seeks to streamline operations and mitigate risk by directly crediting securities payouts to clients' Demat accounts, b...
- Direct payout of securities: Zerodha's Nithin Kamath says Sebi's proposal simplifies opsSebi, in a consultation paper, has proposed mandatory direct payout of securities to demat accounts to ensure that securities of the client...
- Investors may soon get shares directly, bypassing brokersTo enhance operational efficiency and reduce the risk to clients' securities, markets regulator Sebi on Thursday proposed making the proces...
- All demat accounts need to be tagged by June-endThe stock broker will have to obtain permission from stock exchanges to allow tagging of such demat accounts from August 1 onwards and in t...
- ET Edit: Welcome action on errant brokersSebi’s new rules make unauthorised pledging of clients’ shares virtually impossible.
- Sebi rules on share separation leave brokers shakenSebi said in a June circular that brokers must segregate the securities and funds of clients.
- A welcome move to check misuse of client securitiesFurther, because of holding securities for different purposes in a single account, it was difficult for the regulator to monitor movement a...
- Brokers may get one-time window to shift F&O positions to client accountsSebi had last month extended the deadline for squaring off all clients’ trades.
- Client securities: Sebi extends deadline by a month to implement new provisionsThe provisions of the June circular were to be applicable from September 1.
- Markets could face unwinding of Rs 2,500-3,000 crore of partly-paid sharesIn June, Sebi tightened the rules for usage of client securities and funds by brokerages.
- Broking stocks drop up to 12% as Sebi bars pledging of clients’ sharesSebi has come out with a new set of regulations essentially to ensure brokers don’t misuse securities of one client to fund another client.
- Brokerages could lose ease of doing business, make losses in some casesSebi has asked trading members to maintain a separate ‘client unpaid securities account’.
- RBI relaxes forex derivatives accounting normsRBI relaxed the accounting guidelines for valuing derivatives, a move that will help the Indian banks with overseas branches to post better...
- RBI relaxes forex derivatives accounting normsRBI relaxed the accounting guidelines for valuing derivatives, a move that will help the Indian banks with overseas branches to post better...
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