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STOCKBROKING FIRMS PENALTY
Sebi imposes Rs 40 lakh penalty on two brokers in Axis Mutual Fund front-running caseSecurities and Exchange Board of India has imposed penalties on two stockbroking firms over regulatory violations. Woodstock Broking and Ma...- Big exits at Peak XV; SC slams Meta, WhatsAppThree managing directors at Peak XV Partners have left the building to launch their own investment fund. This and more in today's ETtech To...
- Union Budget 2026 specialHappy Monday! Finance Minister Nirmala Sitharaman on Sunday presented the Union Budget for the ninth consecutive year, with an emphasis on ...
- Sebi imposes 7-day ban on Prabhudas Lilladher over multiple rule violationsSebi has barred Prabhudas Lilladher from taking new assignments for seven days from December 15, citing multiple violations involving clien...
- Sebi chief plays down FPI outflows, explains why India story remains fully intactIndia’s markets continue to reflect a balance between global confidence and domestic conviction, Sebi chief Tuhin Kanta Pandey said. While ...
- Sebi fines Rs 7 lakh on Reliance Securities for flouting stock brokers' normsSEBI has penalized Reliance Securities with Rs 7 lakh for violating stock broker regulations. An inspection revealed incorrect details in c...
- Sebi bans 'She Wolf of stock market' YouTuber who made Rs 104 crore by selling tipsSEBI has banned Asmita Jitesh Patel and her trading school for offering unregistered investment advice, impounding Rs 54 crore of illicit g...
- Top startup and tech stories this weekWelcome to a new edition of ETtech Unwrapped – our weekend newsletter packed with the most important stories this week. Let’s take a look.
- Sell more, earn more! RBI's Shaktikanta Das cautions banks about big risksThe Reserve Bank of India Governor cautioned banks about misselling practices. He stressed the importance of ethical conduct for the bankin...
- CDSL reviews Paytm Money's KYC processPaytm Money, the wealth management entity run by One 97 Communications, is being inspected by the Central Depository Services India. Earlie...
- Angel One Q2 Results: Profit zooms 43% to Rs 305 croreHowever, Angel One said the prohibition did not affectits client acquisition, which rose nearly 80% during the quarter, while the total num...
- Angel One barred from onboarding new Authorised Persons for 6 monthsAngel One, a leading broker in India, has been banned from onboarding new authorised persons (APs) for six months and fined Rs 1.66 crore f...
- Angel One shares slip 5% after NSE slaps penaltyFurther, the NSE ordered the company to inspect all its existing authorised persons (APs) and submit reports on the inspection and investor...
- IIFL Securities shares drop 16% after Sebi banIn an exchange filing, IIFL Securities said the order will not affect the company's existing business with the existing clients and it will...
- IIFL Securities shares tank over 18% after Sebi bars broker from taking new clients for 2 yearsIIFL Securities' shares fell 19% to INR58 ($0.80) after the Securities and Exchange Board of India banned the brokerage firm from taking on...
- Australia, NZ shares slip as investors shun risk on bleak US jobs dataInitial jobless claims in the United States rose for a second consecutive week, suggesting that a surge in COVID-19 count and business rest...
- Brokers to face penalty for failing to collect margins upfrontCurrently, the rule of bringing in the entire upfront margins is only applicable to traders in derivatives. Once this is extended to shares...
- Markets hit 2-month low; top twelve stocks in actionThe 50-share Nifty index slipped below its crucial psychological level of 5700 in morning trade on Thursday, led by losses in Tata Motors, ...
- Twelve stocks in focus in Thursday morning tradeIndian markets are likely to trade in a range. Here is a list of twelve stocks which are likely to remain in focus in morning trade.
- Brokers load it overBrokerages rip off investors by putting charges that should ideally be footed by them.
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