PB Fintech's subsidiary, PB Marketing and Consulting Private Limited, has secured regulatory approval from Sebi. This allows it to function...

Government mulls mandating minimum design investment by firms under ECMS rules. This and more in today's ETtech Top 5.

In a statement, the company said Pathan will lead the company’s enterprise risk management (ERM) framework, overseeing strategic, financial...

SEBI has revamped stock broker regulations, allowing them to operate under other financial regulators to enhance ease of doing business. Th...

Market regulator Securities and Exchange Board of India (Sebi) has streamlined the penalty framework for stockbrokers, removing 40 violatio...

SEBI is proposing changes to the framework for technical glitches in stockbrokers' online trading systems, excluding issues outside trading...

SEBI, in collaboration with NSE, has launched Samuhik Prativedan Manch, a unified reporting platform to simplify compliance for stockbroker...

Sebi has introduced the Industry Standards Recognition Manual to guide the formation and operation of Industry Standards Fora, launched as ...

Income tax return: Stockbrokers can also ask for your ITR even if you gave one during the time of account opening. Tejas Khoday from FYERS ...

This comes after Pravin Bathe, the chief compliance officer at the firm, resigned a month ago. Earlier this year the firm's chief business ...

A parent can choose to open a demat account in the name of their minor son or daughter in order to gift them various securities like shares...

Angel One, a leading broker in India, has been banned from onboarding new authorised persons (APs) for six months and fined Rs 1.66 crore f...

Stockbrokers association Anmi has suggested markets regulator Sebi to reduce Amfi registration charges as mutual fund distributors under th...

Brokers are increasingly migrating to cloud-based systems to meet the spike in trading volumes and new account openings.

Earlier, leading stock exchanges BSE and NSE in December last year had suspended the brokerage’s trading licence for all segments due to no...

Karvy Stock Broking allegedly pledged its clients shares to fund its real estate arm.

Broking firms are unlikely to face additional regulatory checks as recommended by the JJ Irani committee as well as the government’s concep...