Searched for
STOCK BROKER VIOLATIONS
Angel One settles SEBI case with ₹4.28 crore paymentAngel One has settled a securities law violation case with Sebi. The company paid ₹4.28 crore to resolve allegations of supervisory lapses....- Angel One settles Sebi proceedings over lapses in monitoring authorised persons, pays Rs 4.28 croreAngel One has settled Sebi's adjudication and enquiry proceedings by paying Rs 4.28 crore. The regulator had alleged supervisory and monito...
- These large- and mid-cap stocks can give more than 20% return in 1 year, according to analystsHas a peace deal been agreed on by the US and Iran? Will the fragile ceasefire hold? No one can answer these questions with any certainty. ...
- Supreme Court upholds CCI order, clears NSE of anti-competitive practices in co-location caseThe Supreme Court has backed the Competition Commission of India's decision. This means no investigation will occur against the National St...
- HDFC Bank alerts clients on card swipe for overseas dealsIn recent times many resident individuals, banking with various financial institutions, have used cards to carry out international capital ...
- S&P 500 falls, $420 billion wiped out as Iran skips US talks, ceasefire fears riseS&P 500 fell sharply after Iran refused US talks, increasing global tension fears. Investors are worried the ceasefire may end without a de...
- Sensex rises over 700 points, Nifty tops 24,550 as investors eye Iran-US peace talks. What lies ahead?Indian stock markets traded higher on Tuesday. The Sensex and Nifty saw gains as investors anticipated peace talks between Iran and the US....
- Sebi imposes Rs 10 lakh fine on Anand Rathi for violation of stock brokers' normsIndia’s market regulator Sebi fined Anand Rathi Share and Stock Brokers ₹10 lakh after inspections found multiple regulatory violations, in...
- Sebi penalises Reliance Securities for breach of normsCapital markets regulator Sebi on Friday slapped a monetary penalty of Rs 9 lakh on Reliance Securities for flouting market norms as well a...
- Sebi levies Rs 10 lakh fine on Anand Rathi for violating stock brokers rulesBased on the findings of the inspection, the regulator found certain alleged non-compliances of Stock Brokers regulations and circulars iss...
- Sebi slaps Rs 4 lakh fine on Sharekhan for violation of stock brokers' normsSebi's investigation revealed that Sharekhan's Authorised Persons (APs) conducted trades from unregistered locations. Furthermore, in one c...
- Sebi cancels registration of Kolar Sharex, Rajkumar C. Basantani as stock brokersIn a separate order, Sebi said it has also cancelled the registration certificate of Rajkumar C. Basantani as stock broker, who, apart from...
- Sebi levies Rs 34 lakh fine on 2 entities for violating insider trading, disclosure normsThe regulator conducted a probe between December 2010 and February 2011 in the shares of Incap.
- Sebi cancels Inter Corporate Financiers and Consultants' registrationSebi said that Rishabh Shares and Securities was a registered sub-broker of MG Capital Services.
- Sebi fines Emkay Global Rs 3 lakh for violating broker normsSebi noted that the brokerage house utilised overdraft facility on client bank account and charged interest to the client bank account for ...
- SAT reduces penalties on JV Stock Broking, SPFL SecuritiesWhile JV Stock Broking is a trader, SPFL Securities is a broker, according to the order of the tribunal.
- Sebi fines IIFL Securities for violating stock brokers normsSebi conducted a probe in suspected insider trading by one of the clients of stock broker IIFL Securities, earlier known as India Infoline ...
- Sebi levies Rs 45 lakh fine on Korp Securities for violating market normsKorp has violated provisions of Prohibition of Fraudulent and Unfair Trade Practices Regulations.
- Sebi slaps Rs 10 lakh fine on Choice Broking for misusing clients' fundThe Securities and Exchange Board of India (Sebi) carried out an inspection of broking operations of Choice Equity from April 2015 to Septe...
- Sebi imposes Rs 22 lakh fine on SPJ Stock BrokersSebi investigated alleged irregularity in the share trading of SKS Logistics for the period from June 1 to October 29, 2004.
Load More
