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STOCK BROKER NORMS
Sebi proposes common advertising code for brokers, mutual funds, may allow celebrity endorsementsSebi has proposed a common advertising code for brokers, mutual funds, investment advisers and other regulated entities, aiming to simplify...- Sebi plans simpler rulebook for stock exchanges, doing away with obsolete provisionsSebi is simplifying stock exchange rules to boost business ease. The regulator plans to consolidate multiple circulars into a single master...
- Sebi plans simpler rulebook for stock exchanges, doing away with obsolete provisionsSecurities and Exchange Board of India (Sebi) is proposing a significant overhaul of stock exchange and clearing corporation regulations to...
- 117-year-old bourse Calcutta Stock Exchange eyeing a revival under new Bengal govtThe West Bengal government is exploring a revival of the 117-year-old Calcutta Stock Exchange, which has remained dormant since 2013. Offic...
- ITR filing AY 2026-27: 8 costly mistakes taxpayers should avoid this tax return filing seasonThe I-T Department’s growing scrutiny, using AI and data analytics tools, leaves little room for omissions and errors, making accurate tax ...
- NSE files DRHP for mega $3 billion IPO, SBI among 10 investors to sell stakeThe National Stock Exchange of India has filed draft papers for its initial public offering. This move positions NSE for one of the country...
- Trackk enters broking as wealthtech startups chase Gen Z investorsGen Z-focused investment platform Trackk is now venturing into broking, offering equity and F&O trading. Shifting from its previous sub-bro...
- Sebi proposes dynamic options strike framework to tackle volatility, improve trading continuitySecurities and Exchange Board of India has proposed a new framework for managing options strike prices during volatile trading sessions. Th...
- 3 years of derivatives relaunch: How Sensex turned Rs 2 crore premium into Rs 33,000 crore options businessBSE has rapidly expanded its derivatives business through Sensex weekly options, sharply increasing turnover, market share and profitabilit...
- Sebi proposes major overhaul of derivatives rules to simplify compliance for exchangesIndia's market regulator Sebi is proposing significant changes to derivatives trading rules. The aim is to make compliance easier for stock...
- 'Absolutely NOT self-defence': Iran slams US military campaign as 'act of aggression'Iran's foreign ministry spokesperson condemns US military strikes as aggression, questioning self-defense claims. The US administration mai...
- F&O trading to get costlier from April 1 as curbs on speculation kick inEquity derivatives trading faces higher costs from April 1. New government taxes on futures and options will increase trading expenses. The...
- Sebi penalises Reliance Securities for breach of normsCapital markets regulator Sebi on Friday slapped a monetary penalty of Rs 9 lakh on Reliance Securities for flouting market norms as well a...
- Sebi slaps Rs 4 lakh fine on Sharekhan for violation of stock brokers' normsSebi's investigation revealed that Sharekhan's Authorised Persons (APs) conducted trades from unregistered locations. Furthermore, in one c...
- Sebi again eases compliance norms for brokersThis is the third instance when the regulator has extended the deadline for compliance.
- Sebi levies Rs 34 lakh fine on 2 entities for violating insider trading, disclosure normsThe regulator conducted a probe between December 2010 and February 2011 in the shares of Incap.
- ICICI Securities settles with Sebi case of alleged violation of broker normsWhile disposing of the case, Sebi said "the enforcement proceedings for the alleged default...are settled qua the applicant."
- Sebi fines Emkay Global Rs 3 lakh for violating broker normsSebi noted that the brokerage house utilised overdraft facility on client bank account and charged interest to the client bank account for ...
- Sebi fines IIFL Securities for violating stock brokers normsSebi conducted a probe in suspected insider trading by one of the clients of stock broker IIFL Securities, earlier known as India Infoline ...
- BSE enhances supervisory framework for stock brokersIn order to monitor clients' funds lying with brokers, BSE has asked them to submit information, about aggregate fund balances available in...
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