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SEBI COMPLIANCE RELIEF
Sebi proposes easing margin trading funding rules, tighter broker normsSEBI has proposed reforms to the Margin Trading Facility, including increasing broker net-worth requirements to Rs 5 crore, permitting LLPs...- Sebi eases winding-up norms for AIFs, introduces 'inoperative fund' frameworkSebi has introduced a new framework allowing Alternative Investment Funds (AIFs) to retain liquidation proceeds beyond their fund life unde...
- Sebi, CBDT ease PAN rules for foreign investors after onboarding concernsSebi and CBDT relaxed PAN compliance requirements for foreign portfolio investors after concerns over complex onboarding rules. The clarifi...
- Sebi eases compliance norms for IPO lock-in of pledged sharesSEBI rolled out a framework marking pledged shares as “non-transferable” during lock-in, simplifying compliance and enhancing transparency....
- Sebi grants one-time relaxation to companies planning public issuesThe Securities and Exchange Board of India (Sebi) has granted a one-time extension for observation letters of public issue companies, valid...
- Sebi grants relief in minimum public shareholding compliance norms, waives penalties amid Middle East conflictSebi has granted a temporary relaxation for listed companies struggling to meet Minimum Public Shareholding norms due to Middle East geopol...
- Sebi grants one-time extension for IPO observation validity amid geopolitical volatilitySEBI granted a extension for observation letters validity until September 30, 2026, helping companies facing fundraising challenges due to ...
- Sebi eases technical glitch norms for stock brokers, cuts compliance burden for smaller firmsSEBI revamped technical glitch norms for brokers, easing compliance by limiting applicability to firms with over 10,000 clients, simplifyin...
- Sebi rationalises penalty framework for stockbrokers, removes 40 violations, reclassifies 105 as ‘financial disincentives’Market regulator Securities and Exchange Board of India (Sebi) has streamlined the penalty framework for stockbrokers, removing 40 violatio...
- MCX, BSE shares jump up to 2% as Sebi lifts trading ban on Jane Street with conditionsThe market regulator has lifted the trading suspension on Jane Street Group, allowing it to resume trading in Indian securities after meeti...
- Sebi allows Jane Street to resume trading, but sets conditionsSEBI has conditionally lifted the trading ban on Jane Street after the firm deposited ₹4,844 crore in an escrow account. Stock exchanges ar...
- Sebi grants conditional relief to Jane Street, asks stock exchanges to monitor activitiesSEBI has granted conditional relief to Jane Street, allowing the U.S. trading firm to resume market activities after creating a ₹4,844 cror...
- SAT ruling protects compliance officers from liability in corporate fraud casesThe case relates to a monetary penalty of ₹10 lakh imposed by Sebi on V Shankar, former company secretary of Deccan Chronicle Holdings, for...
- Sebi rules on nomination in mutual funds, demat accounts. 10 things to knowSebi has announced simplification of compliance for investors by lifting freeze on demat accounts and mutual fund folios due to non-submiss...
- Sun Pharma settles fund diversion case with SebiThe move could be a booster for Sun Pharma shares as corporate governance issues have weighed investor sentiment for the past two years.
- Partial relief for AIFs as Sebi relaxes normsUnder the new norms, members of an investment committee of an AIF will no longer be responsible for investment decisions.
- Sebi defers deadline by 2 years to split chairman & MD postTop 500 entities were earlier required to separate chairperson & MD post from April 1, 2020.
- NSE suspends Karvy Stock Broking's licence due to non-compliance of regulatory provisionsInvestors with accounts with the brokerage will be able to migrate to other brokers.
- SAT imposes Rs 50,000 penalty on Sebi for lapses in probeLegal experts said SAT has been proactive in providing relief to aggrieved parties of late.
- No inquiry against NTPC for violating clause 49 norms: SEBIProviding a major relief to power giant NTPC, market regulator SEBI said company will not have to pay any penalty for alleged non-complianc...
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