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SEBI CERTIFICATION EXAMINATION
Sold, or just shipped? How sales figures can be manipulated – and how you can spot itGoods left the warehouse. The invoice went out. So it must be a sale, right? Not always. Under the rules, a sale counts only when the custo...- Sebi introduces lighter certification framework for non-core staff in investment advisory rolesThe Securities and Exchange Board of India (Sebi) has launched a new certification, 'NISM Series-XXV-B', specifically designed for investme...
- Tokenised gold: A new way to invest in gold or a risky bet? What Indian investors need to know before investingTokenised gold is emerging as a new investment option in India. It uses blockchain to represent physical gold digitally. Investors can trad...
- The Gold Standard: How a Bootstrapped Company Outlasted Every Funded Rival in India’s Goldtech BoomAugmont Enterprises has quietly established India's most comprehensive gold platform. Unlike well-funded rivals that faltered, Augmont focu...
- Sebi introduces a simpler NISM certification for research servicesIndia's market regulator Sebi has introduced a simplified certification for employees in non-core research roles, aiming to ease business o...
- Sebi eases certification requirement for sales, non-core staff associated with Research ServicesIn a move aimed at easing compliance requirements, markets regulator Sebi on Wednesday relaxed certification norms for Persons Associated w...
- Sebi launches certification course on AML, CFT provisions to benefit securities mkt intermediariesSebi on Monday said it has launched a certification course to foster knowledge about the concepts of Anti-Money Laundering (AML) and Combat...
- Sebi bars merchant banker First Overseas Capital from managing public issuesSEBI has barred First Overseas Capital Ltd from handling public issues due to violations of merchant banking norms. The regulator found FOC...
- Free course from Sebi, NISM for stock market investors. How to enrol?Indian capital markets regulator the Securities and Exchange Board of India (Sebi) launched a free, voluntary online investor certification...
- Keen to learn about financial markets? Sebi rolls out free investor certification examDeveloped in collaboration with the National Institute of Securities Markets (NISM), this voluntary certification aims to help investors as...
- Sebi fines Rs 7 lakh on Shapoorji Pallonji and Company for violating disclosure rulesBy not making such disclosures, the company violated the provisions of LODR rules and accordingly, Sebi imposed a "penalty of Rs 7 lakh on ...
- Sebi bans Excel Realty N Infra, 4 others from securities market for up to 2 yearsSecurities and Exchange Board of India (SEBI) has banned five entities, including Excel Realty N Infra, and imposed fines amounting to Rs 1...
- Sebi notifies certification requirements for distributors, staff of portfolio management servicesThe associated persons, engaged by a portfolio manager as a distributor of the PMS, and associated persons functioning as principal officer...
- Sebi bans Capital True Financial's proprietor from acting as investment adviserTanwar's registration has been cancelled and the watchdog has also restrained him from the securities market for a period of 2 years.
- Sebi bans Capital True Financial's proprietor from acting as investment adviserThe market watchdog has also restrained Tanwar from diverting any funds .
- Corporate Affairs Ministry to examine Sebi order against Price Waterhouse in Satyam caseOn Wednesday, Sebi barred Price Waterhouse's network entities from issuing audit certificates to any listed company in India for two years.
- PM Narendra Modi to inaugurate new campus of NISM at Patalganga near MumbaiNISM, established by Sebi, is engaged in capacity building among stakeholders in the securities markets through financial literacy and prof...
- 32 companies in illegal real estate investment schemes: GovernmentThese account for more than half of the total 59 companies that have faced Sebi action for running unregistered Collective Investment Schem...
- SBI Mutual Fund ties up with National Institute of Securities MarketsSBI Mutual Fund today announced its strategic alliance with NISM for conducting mutual fund distributors' (MFD) certification examinations.
- SEBI for check on mis-selling of mutual fund productsMarket-regulator Securities and Exchange Board of India (SEBI), on Tuesday said that it is looking at the need to put a check on mis-sellin...
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