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RTA REGULATIONS
Capital market stocks: Time to change strategy? 10 stocks from different parts of the ecosystemThe capital market infrastructure sector has grown into a full-fledged, publicly-traded ecosystem. Today, investors can pick from exchanges...- Sebi mulls allowing gift cards, prepaid instruments to invest in mutual fundsMarkets regulator Sebi on Tuesday proposed introducing gift cards or gift prepaid payment instruments (PPIs) for investments in mutual fund...
- Sebi to digitise processing of investor service requests, complaints by RTAsThe Securities and Exchange Board of India (Sebi) will digitise processing of investors’ service requests and complaints in two phases to p...
- Sebi comes out with procedural requirement to process investors' service requests by RTAs"The security holder(s) whose folio(s) have been frozen shall be eligible for any payment, including dividend, interest or redemption payme...
- Sebi suspends registration of RTA Satellite Corporate Services for 3 monthsThe audit must certify that it (SCS) has systems and procedures in place in compliance of various rules and regulations administered by Sebi
- Sebi simplifies requirements for issuance of duplicate securities certificatesThere shall be no requirement of submission of surety for issuance of duplicate securities," the Securities and Exchange Board of India (Se...
- Sebi clarifies on norms for processing investors' service requests by RTAs"From January 1, 2022, the RTAs shall not process any service requests or complaints received from the holder(s) / claimant(s), till PAN, K...
- Sebi issues guidelines for transfer, dematerialisation of re-lodged physical sharesShares in demat form would help in maintaining a transparent record of shareholding of companies amid rising concerns over beneficial owner...
- Sebi cancels registration of share transfer agent Sharepro ServicesThe Securities and Exchange Board of India (Sebi) had carried out an inspection in respect to records pertaining to Sharepro Services' RTA ...
- CAMS IPO opens on Sept 21: Should you subscribe?Considering the FY20s financials, the issue commands a price-earnings (P/E) multiple of 34.6 at the upper end of the price band.
- Sebi warns Accurate Securities to be careful in conducting biz, adhere to statutory provisionsThe warning from markets watchdog came in an order issued on Wednesday, after the firm failed to maintain a minimum networth of Rs 50 lakh ...
- Stamp duty to be applicable to alternative investment funds: SebiRegistrars to an issue and share transfer agents(RTA) appointed by AIFs would have to collect the stamp duty on issue, transfer and sale of...
- Sebi again eases compliance rules for processing of demat requestThe relaxation has been extended till July 31, the Sebi said in a circular.
- Sebi eases compliance rules for processing of demat request, KYC applicationThe relaxation has been given till May 3, the Securities and Exchange Board of India (Sebi) said in a circular.
- Sebi slaps Rs 24 lakh on Amtek Auto for disclosure lapsesAs per the order, Amtek Auto is the promoter of Castex Technologies Ltd (CTL).
- Sebi fines 2 entities for non-genuine tradesThe regulator has imposed a penalty of Rs 5 lakh each on the entities through separate orders.
- Sebi proposes stricter ownership, governance norms for rating agencies, RTAsAt present, stock exchanges, depositories and clearing corporations are considered MIIs.
- Committee set up to frame guidelines for e-rickshaw plyingDelhi Chief Minister Sheila Dikshit today appointed a committee to finalise the guidelines for plying of battery-powered rickshaws in the c...
- Government to fix autonomy limits for railway tariff regulatorThe railways and law ministries are working together to finalise the extent of autonomy that the proposed rail tariff regulator would enjoy.
- Bourses may shift 4 scrips to normal trading: SebiSebi said the stock exchanges may consider shifting securities of four companies to normal trading category from the restricted segment.
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