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OPERATIONAL COMPLIANCE NSDL
PB Fintech invests Rs 5 crore in broking arm PB Marketing and ConsultingPB Fintech injected Rs 5 crore into its subsidiary, PB Marketing, to meet net worth requirements for stockbroking and depository participan...- Mobikwik appoints Anis Pathan as chief risk officerIn a statement, the company said Pathan will lead the company’s enterprise risk management (ERM) framework, overseeing strategic, financial...
- NSDL pays Rs 15.57 crore to Sebi to settle regulatory norm violation casesMarkets regulator Sebi has settled a case of regulatory non-compliance with National Securities Depository Ltd (NSDL), with the depository ...
- Sebi to end P-Note secrecy with mandatory NSDL registration for ODI investorsSecrecy surrounding offshore derivative instruments (ODIs), or participatory notes, used by anonymous foreign investors in Indian stocks is...
- NSDL nears listing deadline: How does the institutional giant measure up to CDSL’s retail surge?As NSDL nears its SEBI-mandated IPO deadline, investor focus sharpens on how the institutional depository stacks up against retail-friendly...
- How can NRIs apply for a PAN card?Non-Resident Indians (NRIs) must obtain a Permanent Account Number (PAN) for various financial activities in India, including investments, ...
- NSE’s unlisted shares rally over HNI, retail demandAdditionally, a rally in the shares of the two listed exchange operators - BSE and MCX - and the unlocking of value through the proposed pu...
- Post office to check, verify your PAN with NSDL before you can invest in small savings schemesThis move came after the trouble faced on TDS returns as it was not accepted due to an invalid or wrong PAN mentioned, stated the Departmen...
- Sebi disposes of proceedings against Kotak Mahindra BankTwo separate orders were issued by the Securities and Exchange Board of India (Sebi) on Friday in this regard.
- SBI’s Prasad and Indian Bank’s Chunduru in race for NSDL top postThe country’s largest depository National Securities Depository Ltd (NSDL) has shortlisted two veteran bankers for the chief executive’s po...
- Sebi fines 2 FPIs for violating market normsThe regulator has dropped charges against designated depository participant (DDP) ICICI Bank Ltd.
- You need to file your FATCA compliance to banks by April 30 to avoid an account freezeMutual fund investors, bank account holders and those who have invested in insurance schemes may face a freeze if they don't comply.
- PFRDA appoints Karvy as 2nd Central Record Keeping AgencyNSDL e-Governance Infrastructure is the only CRA, which establish an internal system that delivers compliance with standards for internal o...
- Sebi's new mechanism to allow one-time registration for depository participantsAs per new guidelines, DPs would have to apply to Sebi for "permanent registration" through any of the depositories in which it is acting a...
- Sebi likely to tighten rules for rating agenciesCapital market regulator Securities and Exchange Board of India (Sebi) is likely to tighten regulations for credit rating agencies (CRAs), ...
- Govt moves to attach shares in frozen demat accountsGovt may soon attach securities lying in frozen demat accounts if investors do not furnish their PAN details within a new deadline. Gainers...
- Co-opt the young into tax base for high revenuesIndia’s tax collection data revealed an interesting statistic recently.
- Sebi imposes fine on CDSL, NSDLMarket regulator Sebi has imposed a fine of Rs 3 crore and Rs 5 crore on national depositories CDSL and NSDL respectively for negligence an...
- Depositories finetune audit steps post Sebi crackdownSebi’s crackdown on depositories in the aftermath of the IPO scam has led to the latter tightening their internal audit mechanisms.
- NSDL to build, manage tax info networkThe National Securities Depository will provide the proposed Tax Information Network on a build, operate and transfer basis, Vijay Kelkar, ...
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