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NSE COMPLIANCE NORMS
Govt to sell up to 2% stake in IRFC via OFS; issue opens WednesdayThe government will launch an OFS in IRFC on Wednesday, offering up to a 2% stake through a base issue and greenshoe option. The share sale...- Sebi proposes common advertising code for brokers, mutual funds, may allow celebrity endorsementsSebi has proposed a common advertising code for brokers, mutual funds, investment advisers and other regulated entities, aiming to simplify...
- NSE flags regulatory, tech, AI, derivatives concentration risks in IPO papersThe National Stock Exchange raises a red flag regarding substantial financial and operational threats. Emerging regulatory frameworks, tech...
- Govt to sell additional 4% stake in Central Bank of India after OFS subscribed 2.36 times; retail bidding opens on MondayThe Indian government is selling more shares of Central Bank of India. Investor demand was strong, leading to an increase in the stake sale...
- PB Fintech invests Rs 5 crore in broking arm PB Marketing and ConsultingPB Fintech injected Rs 5 crore into its subsidiary, PB Marketing, to meet net worth requirements for stockbroking and depository participan...
- PB Fintech gets Sebi nod to operate as stockbroker in NSE debt segmentPB Fintech's subsidiary, PB Marketing and Consulting Private Limited, has secured regulatory approval from Sebi. This allows it to function...
- NSE, BSE impose fine on MTNL over non-compliance with Sebi rulesMahanagar Telephone Nigam Ltd (MTNL) faces penalties from the NSE and BSE, totaling ₹13.46 lakh, for failing to meet SEBI's board compositi...
- Oil giants keep rolling in fines: IOC, BPCL & others hit for missing board norms for fifth consecutive quarterStock exchanges BSE and NSE have slapped fines on oil refining and fuel marketing giants Indian Oil Corporation (IOC), Hindustan Petroleum ...
- Compliance executives face flak over insider trading normsBoth the BSE and NSE have displayed in the stock price quote section of JK Cement that the company has not maintained the structured digita...
- NSE sends show cause to Coffee Day asking for compulsory delistingThe standard operating procedure (SOP) for corporate governance of listed companies says, any company which violates the rules for more tha...
- Sebi fines NSE Rs 6-cr for acquiring stakes in CAMS, PXIL, 4 others without approvalSecurities and Exchange Board of India (Sebi) conducted an examination to ascertain whether the National Stock Exchange (NSE) violated the ...
- PSUs get-off corporate governance norm violations with minor penaltiesA study of companies’ secretarial compliance reports shows at least a dozen public sector entities such as Power Grid Corp., NMDC, Oil Indi...
- BSE, NSE to suspend trading in Coffee Day Enterprises, CG Power from February 3The exchanges said these firms have not submitted the financial results for June 2019 and September 2019 quarter.
- NSE issues notices to IL&FS Group firms, others for non-compliance with listing normsABG Shipyard and Bharati Defence and Infrastructure are among the other entities, according to a communication.
- NSE imposes Rs 1 crore penalty on Electrosteel Steels for non-compliance of disclosure norms"The company is reviewing NSE's letter and seeking appropriate legal advice,"
- NSE fines Gitanjali Gems, 23 others for not filing financial resultsThe list of non-compliant companies include Mehul Choksi-owned Gitanjali Gems.
- 380 market members violated anti-money laundering rules in FY15The regulator also noted that intermediaries were permitted to depend on third parties for carrying out due diligence of their clients.
- Women director appointment: NSE issues notice to 260 companiesSEBI had issued guidelines asking companies to appoint at least one woman director on their boards by April 1, 2015.
- Many corporates lack listing governance norms, says NSETwenty five PSUs do not have appropriate composition of the Board of Directors. Qualified independent audit committee is not there in nine ...
- Over 200 companies face heat for violating disclosure normsWhile National Stock Exchange has taken action against 31 companies for such violations, the BSE has imposed penalties on more than 200 com...
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