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Prime Focus shares hit 5% upper circuit as Sebi halts proceedings in misleading financials casePrime Focus shares were locked in 5% upper circuit after Sebi closed its investigation. The market regulator found the company used correct...- Sebi drops proceedings against Prime Focus in misleading financials caseSebi has closed adjudication proceedings against Prime Focus and its directors, ruling that the company correctly accounted for business tr...
- Congress questions LIC's 10.8% stake in SEBI-probed Rajesh ExportsSEBI has barred Rajesh Exports promoter and CEO Rajesh Mehta from trading securities. The regulator alleges a gigantic scam involving misre...
- Sebi fines Suzlon Energy Rs 29 crore for misleading financial statements; promoters, executives also penalisedSEBI has fined Suzlon Energy Rs 29 crore and several former executives for misrepresenting financial statements, inflating profits via circ...
- Explained! Modus operandi and how Sebi cracked whip in alleged pump-and-dump scheme involving 82 stocksSebi has exposed a stock manipulation network that used social media platforms like Telegram, WhatsApp, and X to artificially inflate SME s...
- Sebi bars seven entities in social media stock recommendations, alleges Rs 58 crore gainsThe market regulator Sebi barred seven individuals for allegedly generating Rs 58 crore in wrongful gains by using social media (including ...
- Regulator slaps Rs 20 lakh fine on SIMR for flouting regulatory normsThis was done to defraud clients and earn maximum fees, the order said, adding that the noticee did not act honestly, fairly, and diligentl...
- Sebi disposes of show cause notice to two individuals in front-running caseIt was also alleged that the unlawful gains that had accrued to the noticees as a result of their alleged front-running activity was to the...
- Sebi penalises Keshav Securities for misutilising clients' securities and fundsNoticee has not submitted the correct details to exchange regarding monitoring of client assets to exchange enhanced supervision framework....
- Sebi bans Moneytree Research, its proprietor from securities mkts for 3 yearsIn its order, the regulator found that noticees was never registered with Sebi in any capacity as an intermediary
- Sebi bars Global Research, 3 individuals from markets for 2 yearsThe regulator found that - Global Research, Pawan Bhise, Vilash Bhise and Anshuman Bhise (noticees) - were engaged in investment advisory a...
- IDBI Trusteeship faces Rs 1-lakh fine for non-compliance of debenture trustee normsAccordingly, by failing to conduct inspection of the books of accounts, records, registers of FHHPL, the noticee has violated DT (Debenture...
- Sebi confirms capital market ban on Capital Stroke, 3 othersSebi had asked Capital Stroke and three persons -- Upendra Singh Rajput, Prashant Singh Baghel and Kamlesh Dhole -- not to access the secur...
- Front running case: Sebi bans former Religare Finvest employee from capital mkt; levies fineSebi, Bhola Nath Dhall, who was the Vice President – Risk of Religare Finvest Ltd (RFL) was aware of the impending orders of RFL, in which ...
- Sebi penalises Axis Bank for violating merchant bankers regulationsThe regulator had conducted an examination of the debt capital market operations of Axis Bank during the August 2016 to August 2019 period....
- 'Unknown person' asked Ramkrishna to revise Subramanian's pay package'The anonymous 'unknown person', to whom former National Stock Exchange (NSE) MD and CEO Chitra Ramkrishna passed on confidential informatio...
- Sebi slaps Rs 25 lakh fine on 2 individuals for non-compliance with directivesThe individuals were engaged in providing investment advisory services to investors upon the receipt of requisite fees without obtaining re...
- Sebi imposes six-month ban on an entity, three individualsRajesh Chetanji Tawri, Mountain View Developers Pvt Ltd, Aanad Balavantrai Boghani and Kaushik Bipinchandra Dhanki (noticees) have been ban...
- Sachin Tendulkar to Ethics officer: No tractable conflict, BCCI responsible for this current situationThe most pertinent points where Tendulkar has given a strong rebuttal are points 10, 11 and 12.
- Tendulkar to Ethics Officer: No tractable conflict, BCCI responsible for this current situationAll three CAC members -- Tendulkar, Sourav Ganguly and VVS Laxman -- have been served notices by the Ombudsman cum Ethics officer DK Jain a...
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