These large-caps have ‘strong buy’ & ‘buy’ recos and an upside potential of up to 25%Here’s a thing investors in equity need to keep in mind. A large part of the upmove one might see in the next one or two trading sessions w...
18 May, 2026, 10.31 PM IST
Centre forms panel via ordinance for posting of group A officers in DelhiA little over a week after the Supreme Court held that the National Capital Territory of Delhi has legislative and executive powers over al...
20 May, 2023, 08.40 AM IST
Adviser vs distributor: Why the standards used for mutual funds do not apply to insurers, banks?There are instances of mutual fund products being sold in banks as ‘similar to bank FDs’, insurance products sold as ‘similar to FDs’, addi...
07 Oct, 2020, 02.37 PM IST
7 different sources of financial advice: Which ones can help you?Get rid of unwanted financial advice from people who only have a farsighted perspective of your plans. Here are 7 credible sources of finan...
13 Dec, 2018, 12.15 PM IST
Dos and Don'ts every MF investor should know while dealing with an investment adviserThe role of an investment adviser is important as goals, risk profiling should be at the forefront before making any investments.
29 Nov, 2018, 06.35 PM IST
Segregation of advice from distribution simple, attractive but wrongThe unintended consequence of ‘removal of conflict’ will in fact be a removal of all advice in India.
17 Jan, 2018, 11.10 AM IST
Aditya Birla Money falls 2% as Sebi slaps Rs 10 lakh fineFollowing the development, the stock fell 1.68 per cent to hit a low of Rs 79 on BSE.
24 Nov, 2017, 04.01 PM IST
Do proposed SEBI rules for advisers & distributors favour investors?The draft has fundamental structural issues that cannot be reconciled unless the role of distribution of mutual funds is understood & appre...
03 Jul, 2017, 06.30 AM IST
Investors open to paying for advice, say MF advisorsInvestors have started realising that free advice is not really free, and it is often subsidised by commissions from elsewhere.
02 Mar, 2017, 03.47 PM IST
Is SEBI right in restricting mutual fund distributors from offering investment advice?ET Wealth reached out to three experts to know whether SEBI has done the right thing by segregating sales from investment advice.
16 Jan, 2017, 02.00 PM IST
Association of mutual fund agents suggests Sebi to allow incidental adviceSebi, in October, proposed that mutual fund distributors should not be allowed to provide incidental investment advice.
16 Jan, 2017, 10.58 AM IST
'Allow MF distributors to give incidental advice to investors'As per the proposal, distributors providing such advice would have to register under Sebi's IA Regulations. Sebi has sought comments on the...
15 Jan, 2017, 11.53 AM IST
Sebi can't be silent on unsolicited investment advice: SinhaSecurities and Exchange Board of India has extended the deadline till November 30 for public comments on the proposed norms to regulate inv...
10 Nov, 2016, 06.47 PM IST
Sebi can't be silent on unsolicited investment advice: U K SinhaSinha said that the Securities and Exchange Board of India (Sebi) has extended the deadline till November 30 for public comments on the pro...
10 Nov, 2016, 03.22 PM IST
'Sebi's proposed changes to investor advisory norms welcome'FPSB said that the proposed removal of 'incidental advice' by the distributors is a welcome step that would "protect the investors from get...
08 Nov, 2016, 05.32 PM IST
Government plans norms to decide prosecution requests from citizens within 3 monthsA set of guidelines laying down the said procedure have been circulated to all states and central ministries on Thursday for their comments...
22 Jul, 2016, 04.26 AM IST
Investment advisory registration sluggish as Sebi focuses on safeguarding investorsLess than 300 investment advisers have taken licence from the capital market regulator Sebi in more than two years.
09 Jun, 2015, 04.04 PM IST