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ERRANT BROKERS
Sebi mulls dropping word 'penalty' in actions against brokers to avoid stigma: VarshneySebi's whole-time member K C Varshney on Monday said the word "penalty" has a lot of stigma attached to it and the capital markets regulato...- Is Britain on the cusp of another multibillion-pound consumer finance scandal?The UK Supreme Court is set to hear arguments that could lead to significant legal costs and customer compensation for the financial indust...
- Is Britain on the cusp of another multibillion-pound consumer finance scandal?The UK Supreme Court will consider overturning a judgment that could lead to substantial legal costs and customer compensation for Britain'...
- If you encounter a technical glitch on your stock broking platform, here’s what you should doA staggering 42 lakh new accounts were opened in December alone—50% higher than the previous month—taking the total number of demat account...
- Sebi proposes one-time settlement to brokers for bogus tradesThe regulator said it had observed that out of the 21,652 entities that executed such trades, 14,720 were involved in generation of artific...
- Hear Bajaj Finance plea: SAT to SebiBajaj Finance’s petition before SAT on Monday had called on Sebi to hear its concerns.
- ET Edit: Welcome action on errant brokersSebi’s new rules make unauthorised pledging of clients’ shares virtually impossible.
- Sebi rules on share separation leave brokers shakenSebi said in a June circular that brokers must segregate the securities and funds of clients.
- Ambit initiates forensic audit over front-running chargesCompany said to have asked the employees involved in alleged wrongdoings to quit
- Post RERA, brokers may focus on rental market: SurveyAccording to the survey, nearly 84 per cent of the brokers opined that implementation of RERA will have increased benefits to the homebuyer...
- Buyers seek grievance redressal on RERA portal in MaharashtraWhile the portal (maharera.mahaonline.gov.in) has facilitated online registration process for promoters and agents, it has allegedly paid n...
- Aggrieved home buyers yet to understand RERA benefitsUnder the central law, each state has to notify rules and set up a regulatory authority to manage the real estate sector. UP is yet to set ...
- Realty stocks up on Cabinet nod for amendments to BillShares of Anant Raj Ltd rose by 4.67 per cent and that of Housing Development and Infrastructure Ltd (HDIL) gained 3.93 per cent on the BSE.
- PSU banks get aggressive on loan recovery, begin forcing management changesAccording to sources close to the development, SBI Chairman Arundhati Bhattacharya has been personally involved in some of these meetings.
- Why regulators need honour principles of good governanceChurchill had said that he would like to see "finance less proud and industry more secure". The quote is prescient and relevant even today.
- India & US protest farm subsidy breachIndia, the US and some other countries have protested growing instances of countries doling out higher levels of farm subsidies than agreed...
- MCX told to penalise brokers for not collecting margin moneyCommodity bourse regulator Forward Markets Commission (FMC) has directed the Multi Commodity Exchange (MCX) to impose stringent penalties o...
- Commodity market eyes passage of FCR BillWith poll results indicating the imminent installation of a government devoid of Left support at the Centre, commodity exchange officials a...
- Trading limit taking market backwardDespite the frenzied activity in the markets, commodity brokers are bearing the brunt of a new kind of rationing. They cannot expand their ...
- Hefty fines may spoil futures partyA new ’five-day syndrome’ has hit India’s commodity exchanges. On the last five days of a contract’s life, in several sensitive commodities...
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