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BROKERAGE VIOLATIONS
Oil Price Today (June 22): Crude oil rises above $80 as Iran shuts Strait of Hormuz again. What are experts saying?Brent crude futures rose 54 cents, or 0.67%, to $81.11 a barrel, after briefly touching $82.30 at the start of trading. U.S. West Texas Int...- Angel One settles Sebi proceedings over lapses in monitoring authorised persons, pays Rs 4.28 croreAngel One has settled Sebi's adjudication and enquiry proceedings by paying Rs 4.28 crore. The regulator had alleged supervisory and monito...
- ICICI Bank shares in focus after lender receives Sebi’s warning letter. Here's whyICICI Bank shares are under scrutiny after Sebi issued a warning for a custodian violation related to FPI fund repatriation. Despite this, ...
- 'You said no coffee': My boss fired me for following her own rule, then begged me to stayA receptionist in Australia was fired for refusing to make coffee for salespeople, a task explicitly forbidden by new company policy. Her s...
- Oil Price Today (May 28): Crude oil surges nearly 3% after Iran says it targeted US airbase in retaliation for fresh American strikesOil prices surged as US strikes in Iran heightened fears of shipping disruptions through the Strait of Hormuz. Iran's Revolutionary Guards ...
- Oil Price Today (May 27): Crude oil hovers near $100 amid mixed cues on Iran war peace deal. What are experts saying?Brent crude prices remained volatile as U.S. strikes in southern Iran and mixed signals from President Trump over talks with Tehran kept tr...
- 401(k) to gold IRA rollover 2026: Why investors are shifting retirement savings into physical gold protection?Retirement investors are rapidly searching for 401(k) to gold IRA rollover strategies as economic uncertainty grows across the United State...
- Sebi allows pledging of securities under non-discretionary PMS framework with safeguardsSebi clarified that clients under the non-discretionary portfolio management services (ND-PMS) framework can pledge securities for their ow...
- Mphasis sues Coforge, former execs over trade secrets, client dataBengaluru-based Mphasis has sued rival Coforge and former executive Brijesh Khergamker in a US federal court. Mphasis alleges Coforge hired...
- Oil Price Today (April 20): Crude oil jumps 6%, nears $100 again despite ceasefire hopes. What’s happening?Oil prices surged over 6% on Monday. Tensions flared around the Strait of Hormuz after the U.S. and Iran traded accusations of ship targeti...
- HPCL, BPCL and IOCL shares slide up to 4% as crude oil reclaims $100. Where are prices headed?Fuel retailer stocks like HPCL, IOCL, and BPCL dropped as oil prices surged past $100/barrel due to the US Navy blocking ships from Iran vi...
- Oil Price Today (April 13): Crude oil reclaims $100 as failed peace talks trigger US move to block Iran-linked Hormuz flows. What’s next?Oil prices have soared past $100 a barrel as the U.S. Navy moves to block Iranian access via the Strait of Hormuz, following failed peace t...
- TCS Q4 drags down IT stocks; Swiggy cofounder exitsShares of IT companies declined on Friday as TCS earnings failed to lift investor sentiment. This and more in today’s ETtech Top 5.
- US Stocks: Trade Desk shares drop 5% after report that Publicis advised clients against using its platformTrade Desk shares dropped significantly after French advertising giant Publicis Groupe advised clients to avoid the platform. An independen...
- Sebi imposes Rs 10 lakh fine on Anand Rathi for violation of stock brokers' normsIndia’s market regulator Sebi fined Anand Rathi Share and Stock Brokers ₹10 lakh after inspections found multiple regulatory violations, in...
- Sebi imposes 7-day ban on Prabhudas Lilladher over multiple rule violationsSebi has barred Prabhudas Lilladher from taking new assignments for seven days from December 15, citing multiple violations involving clien...
- ICICI Securities pays Rs 80.4 lakh to settle stock broker rule violation case with SebiICICI Securities has settled a case with Sebi involving alleged violations of stock broker rules and other market norms by paying a settlem...
- Sebi fines Adroit Finance, Silver Stream EquitiesAccording to the Sebi order, Adroit logged into the backup server of NSE in the currency derivatives segment for 320 trading days during th...
- Sebi fines Emkay Global Rs 3 lakh for violating broker normsSebi noted that the brokerage house utilised overdraft facility on client bank account and charged interest to the client bank account for ...
- Nine brokerages fined over guar trading violationThis is the second set of nine commodity brokerages which has been penalised for violating rules on margin money.
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