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BROKER DEFAULT
Sebi panel weighs cap on clearing house dividendsRegulators are considering new rules for stock exchanges. A plan to limit dividends from clearing houses is gaining traction. Other proposa...03 Jun, 2026, 07.06 AM IST- Gold EGRs vs gold ETFs: Which one should yellow metal investors choose?Gold has long been a trusted store of wealth in Indian households, valued both emotionally and financially. However, owning physical gold c...14 May, 2026, 11.39 AM IST
- RSU vs ESOP: Which is better for you as employee? Pros and cons explainedFrom vesting-day perquisite taxes to a 40% US estate levy that most Indian professionals never see coming, your employer’s stock is not the...04 May, 2026, 11.02 AM IST
- ETtech in-depth: Home interior startups lean on AI to shave costs, chase profitsIndia's home interior sector is turning to AI to combat high customer acquisition costs and operational expenses. Companies like Homelane a...04 May, 2026, 07.35 AM IST
- Dubai home prices record first decline after post-pandemic boomDubai's red-hot housing market is cooling for the first time since 2020, with prices and sales volume dropping in March. Regional conflict ...23 Apr, 2026, 01.29 PM IST
- Capital market stocks: Time to change strategy? 10 stocks from different parts of the ecosystemThe capital market infrastructure sector has grown into a full-fledged, publicly-traded ecosystem. Today, investors can pick from exchanges...15 Apr, 2026, 02.16 PM IST
- Sebi unveils a framework to segregate and monitor collateral at client levelThe regulator said a web portal facility should be provided by the stock exchanges to allow clients to view the disaggregated collateral re...21 Jul, 2021, 08.00 AM IST
- Back to the classics: Broking industry reminds BSE boss of this quote by DickensChauhan says brokers need to fasten their seatbelts and ride the wave.01 Mar, 2021, 05.47 PM IST
- Brokers still lobbying with Sebi to kill margin rulesANMI believes that such steps will have severe unintended consequences to the smooth functioning of Indian markets thriving on leverage, li...11 Nov, 2020, 07.02 AM IST
- Sebi Chief has a piece of advice for Independent DirectorsTyagi said the regulator has observed an increasing trend in the number of resignations by independent directors in the last two- three yea...22 Oct, 2020, 07.29 AM IST
- Sebi asks bourse, clearing corps to go hard on defaulting brokersThe recovery of assets would help in meeting the obligations of clients, stock exchanges and clearing corporations, the Securities and Exch...29 Sep, 2020, 07.43 AM IST
- Karvy khushi, Karvy gham: Sebi serves stern warning to stockbrokers at largeKarvy is one of the largest brokerage firms and mutual fund registrar.03 Dec, 2019, 08.08 AM IST
- Somany Ceramics tanks as broker defaultsFailure to recover money would erode co’s FY20 earnings by around 34%, say analysts.10 Sep, 2019, 08.45 AM IST
- Sebi weighs custodians to shield retail investors12 brokers have been accused of selling clients’ shares without permission.12 Jun, 2018, 06.36 AM IST
- Default claims against Delhi broker Kassa Finvest raise to Rs 150 croreSebi had received investor claims of close to Rs 40 crore against Kassa till March, following which an order banning the broker from capita...04 May, 2015, 06.05 PM IST
- Clients can claim money from commex fund if broker defaultsEach investor in the commodity futures market can now claim a compensation of up to 2 lakh if a broker defaults in making payments.03 Oct, 2011, 04.00 AM IST
- Forward Markets Commission to usher in norms to protect retail investors against broker defaultsNorms to protect retail investors against broker defaults will soon be put in place by Forward Markets Commission (FMC).01 Sep, 2011, 07.46 AM IST
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