Sebi has permitted Market Infrastructure Institutions (MIIs) to conduct joint inspections of stock brokers, streamlining the process. This ...

Markets regulator Sebi on Thursday mandated a unified annual inspection for stock brokers and depository participants to be conducted joint...

Denying the information, SEBI responded to RTI activist Subhash Agrawal that the information sought by him pertains to its internal functio...

Several fintech stockbrokers are under investigation by the Securities and Exchange Board of India (Sebi) for allegedly not adhering to the...

The Securities and Exchange Board of India (Sebi) is eyeing a major technological leap in its surveillance and investigation functions.

The Securities and Exchange Board of India (Sebi) is eyeing a major technological leap in its surveillance and investigation functions.

Further, to improve the efficacy of liquidity enhancement measures such as market making, Liquidity Enhancement Scheme (LES) and call aucti...

The Securities and Exchange Board of India has asked exchanges to detect Karvy-like cases beforehand.

As per Sebi rules, it is mandatory for both brokerages, funds to capture the data of PEPs.

The regulator is looking to put in place new and advanced software tools to help in its monitoring of mutual funds and for sharing of infor...

The move comes amid several instances have been reported about misuse of clients' securities by stock brokers.

The capital markets watchdog has also enhanced its cooperation with other regulators and agencies in India as well as abroad for investigat...

The exchanges and clearing corporations have been asked to continuously assess the risks posed by their members.

The regulator also noted that intermediaries were permitted to depend on third parties for carrying out due diligence of their clients.

The annual two-wheeler motor insurance policy will be available only for new vehicles and later it will be rolled out for the used vehicles...

Irda also fined the company for distributing free insurance to prospective customers, calling it "nothing but inducement."

SEBI has imposed a fine of Rs 10 lakh on Mumbai-based brokerage Kotak Securities alleging repeated failure to maintain proper margin requir...