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AMCS COMPLIANCE NORMS
Sebi plans to standardise mutual fund folio opening amid KYC woesSebi has proposed a uniform process for mutual fund folio creation and first investment to tackle KYC compliance issues. The regulator seek...23 Oct, 2025, 06.17 PM IST- Axis AMC, former CEO Nigam, others pay Rs 6.27 cr to Sebi to settle MF norms violation caseAxis Asset Management Company (AMC), its Trustee, former CEO Chandresh Kumar Nigam and three other individuals have settled with Sebi a cas...25 Mar, 2025, 09.33 PM IST
- Sebi board meeting: 2 announcements for mutual fund industrySebi has eased regulations to align AMC employees' interests with unitholders, simplify mutual fund operations, and mandate stress test dis...19 Dec, 2024, 03.18 PM IST
- Sebi introduces timelines for NFO fund deployment, eases AMC employee interest alignment rulesMarkets regulator Sebi has decided to introduce timelines for deploying funds raised through New Fund Offers (NFOs) by asset management com...19 Dec, 2024, 02.08 PM IST
- Sebi fines Nippon Life India AMC, trustee for charging scheme expenses to AMC's booksThe market watchdog imposed a fine of Rs 2 lakh on Nippon Life India Asset Management Limited and Rs 1 lakh on Nippon Life India Trustee Li...08 Aug, 2024, 08.05 PM IST
- Sebi issues norms for AMCs to identify front-running, frauds. Here are 10 takeawaysIn a circular issued on Monday, Sebi outlined new norms to hold AMCs accountable. These norms mandate the establishment of surveillance sys...05 Aug, 2024, 08.38 PM IST
- Promoters to offload over 11% stake in Aditya Birla Sun Life via OFS on March 19-20Aditya Birla Sun Life AMC promoters to sell stake via OFS to meet 25% public float rule. Sebi mandates compliance for all listed companies....19 Mar, 2024, 09.44 AM IST
- Sebi amends norms; brings in buying, selling of mutual funds under insider trading rulesSebi's latest decision follows the Franklin Templeton episode, in which the fund house's few executives were accused of redeeming their hol...25 Nov, 2022, 02.32 PM IST
- AMFI asks mutual fund staffs to start working from office by June 10The Association of Mutual Funds in India (Amfi) has asked mutual fund houses to have all their staff working from offices by June 10.26 May, 2022, 02.14 PM IST
- Investment advisers cannot charge implementation fee for advisory clients: SebiIt further said an investment adviser cannot avail reimbursement of any amount for the services given to its clients from the asset managem...19 Apr, 2021, 09.38 PM IST
- Sebi issues directions for LPCC by mutual fund housesCapital markets Regulator Sebi on Tuesday released guidelines for setting up of limited purpose clearing corporation (LPCC) by asset manage...03 Feb, 2021, 09.29 AM IST
- Sebi fines SBI, LIC, Bank of Baroda for violating mutual fund normsSebi observed that SBI, LIC and BoB are the sponsors of SBI Mutual Fund, LIC Mutual Fund and Baroda Mutual Fund, respectively, and they als...14 Aug, 2020, 08.17 PM IST
- SEBI streamlines investment norms for employees, MF trusteesThe guidelines also look to check any undue advantage by the employees and trustees of mutual funds of any price sensitive information that...18 Nov, 2016, 11.09 AM IST
- 33 Mutual Fund houses violate '20-25 rule': Nirmala SitharamanSebi monitors the bi-monthly compliance reports and half yearly trustee reports being submitted by Asset Management Companies.15 Jul, 2014, 03.13 PM IST
- Foreign banks in a spot as MFs delay commissionsMutual funds hold distributor payouts due to non-compliance with KYC Norms.13 May, 2010, 12.28 AM IST
- AMCs, fund distributors seek more time for KYC complianceAsset management companies (AMCs) and mutual fund (MF) distributors have sought more time to comply with know-your-client (KYC) norms.27 Mar, 2010, 03.19 AM IST
- Lack of clarity on KYC rules hits payment to MF sellersLack of clarity on capital market regulator SEBI’s fiat on know your clients (KYC) norms has resulted in a delay in payment of trail and br...18 Feb, 2010, 12.07 AM IST
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