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SEBI STOCK BROKER SYSTEM AUDIT
Sebi to impose 'financial disincentives' for tech glitches in stocks broker trading systems26 Nov, 2022, 05.22 PM IST- SEBI issues circular for stock brokers relating to Algo- trading to prevent instances of mis-selling03 Sep, 2022, 01.55 PM IST
- SEBI not renewing licences to Delhi Stock Exchange brokerssebi.jpg18 Jan, 2011, 03.03 PM IST
- Brokers may move SEBI against NSE mismanagement05 Jan, 2017, 09.01 PM IST
- Explained: SEBI's cybersecurity framework for Portfolio Managers05 Apr, 2023, 07.11 PM IST
- NSE co-location case: Sebi show-cause notice to exchange, stakeholders soon?28 Jun, 2018, 05.39 PM IST
- Karvy Quagmire: Broker, Sebi or banks. Whose fault is it anyway?03 Dec, 2019, 09.19 PM IST
- Commex brokers under Sebi lens05 Oct, 2016, 12.46 PM IST
- Commex brokers under Sebi lens05 Oct, 2016, 12.47 PM IST
- How Sebi’s new rule on upfront margins will hurt brokers07 Jan, 2020, 05.28 PM IST
- SEBI bans FIIs, brokers for GDR manipulationET2.jpg22 Sep, 2011, 08.23 AM IST
- ‘SEBI-FMC merger an opportunity for broker members’28 Sep, 2015, 12.39 PM IST
- Sebi probe into co-location case nearing end; NSE, select brokers face stringent action08 Jun, 2018, 06.00 PM IST
- We've reposed our faith in exchange mechanism: SEBISEBI.jpg15 Nov, 2011, 08.38 PM IST
- PwC audit finds brokers rigged trades on MCXMCX.jpg21 Feb, 2014, 07.08 PM IST
- SEBI chairperson Madhabi Puri Buch on steps taken to prevent fraud by a stock broker29 Mar, 2023, 07.26 PM IST
- SEBI ban: No relief for Price Waterhouse from SAT19 Jan, 2018, 09.24 PM IST
- Sebi panel proposes half-yearly auditingSebi.jpg15 Sep, 2009, 02.01 PM IST
- Sebi issues show-cause notice to top 5 brokers07 Nov, 2016, 11.01 AM IST
- Sebi issues show-cause notice to top 5 brokers07 Nov, 2016, 11.02 AM IST
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