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SEBI SLAPS
Sebi levies Rs 15 lakh fine on 3 entities for indulging in non-genuine tradesSebi has fined multiple entities a total of Rs 27 lakh for non-genuine trades in the BSE's illiquid stock options segment and regulatory vi...- Sebi slaps Rs 4 lakh fine on Sharekhan for violation of stock brokers' normsSebi's investigation revealed that Sharekhan's Authorised Persons (APs) conducted trades from unregistered locations. Furthermore, in one c...
- Sharepro Services case: Sebi slaps Rs 33 cr fine on 13 individualsThe order came after Sebi received an anonymous complaint dated October 20, 2015, and thereafter, it conducted an investigation to examine ...
- Sebi slaps Rs 55 lakh penalty on 11 entities for non-genuine tradesThe Securities and Exchange Board of India (Sebi) conducted an investigation into trading activities of certain entities engaged in the seg...
- Sebi bans Moneytree Research, its proprietor from securities mkts for 3 yearsIn its order, the regulator found that noticees was never registered with Sebi in any capacity as an intermediary
- Sebi slaps Rs 1.02 cr fine on Aditya Birla Money for mkt norms violationProceedings were initiated against Aditya Birla Money based on a joint inspection conducted by Sebi, BSE, NSE and the depositories in March...
- Sebi slaps Rs 35 lakh fine on entities, individuals for manipulative trading activitiesThe income tax department had forwarded a list of some scrips, including that of PAL, being traded on the stock exchange, in which there wa...
- Sebi slaps Rs 1.2 cr fine on 6 entities for IPO fund diversion, fraudulent tradingA fine of Rs 20 lakh each has been imposed on Jalan Cement Works Ltd (now known as Aashrit Capital Ltd), Orbit Financial Consultants Pvt Lt...
- Sebi slaps Rs 27 lakh fine on entity for misusing clients' fundA joint inspection was conducted by Sebi, BSE, NSE and Central Depository Services India Ltd (CSDL) into the broking and depository partici...
- Sebi slaps Rs 7 lakh fine on entity for misusing clients' fundSebi had conducted an inspection of the books of accounts, documents and other records of the entity during April 1, 2012 to September 30, ...
- GDR manipulation case: Sebi slaps over Rs 61 crore fine on Hiran Orgochem, senior official, 2 othersIt was found that the issue was subscribed by just one entity, Vintage FZE, now known as Alta Vista International FZE.
- Fraudulent trading: Sebi slaps fine of Rs 18 crore on 35 entitiesThe Securities and Exchange Board of India (Sebi) had conducted investigation into trading of OTIL's shares from January 2009 to September ...
- Sebi slaps Rs 15 lakh fine on Kelvin Fincap for flouting market normsA penalty of Rs 15 lakh was levied on Kelvin Fincap, formerly known as Dahyabhai Sons.
- Sebi slaps Rs 25 lakh fine on 3 entities for manipulating share priceThe regulator from November 2012 to October 2014, conducted an investigation into the trading activities of the entities in four phases.
- Sebi slaps Rs 2 crore fine on 7 entities in Kavveri Telecom caseSebi imposed a total fine of Rs 2 crore on these seven entities.
- Sebi slaps Rs 27 lakh fine on Sungold Capital, exec directorsSebi has imposed the penalty on Sungold Capital Ltd and its three executive directors -- Rajiv R Kotia, Ashok Modi and Sharad Gandhi.
- Sebi slaps Rs 25 lakh fine on Steelco Gujarat, promoter groupSebi probe found that the entities had not taken appropriate steps to comply with the minimum 25 per cent shareholding in the company.
- Rs 13-crore penalty on Reliance Industries Limited: Sebi seeks four weeks to replySebi slapped the fine on Reliance Industries on August 8, 2014, and asked the company to pay the penalty within 45 days of the order.
- Sebi slaps Rs 1.25 cr penalty on 11 entities in REI Agro caseSebi has imposed a total penalty of Rs 1.25 crore on 11 entities including three promoters of REI Agro for alleged fraudulent trading.
- Failure to pay Sebi penalty may invite 10-yr jail termThe government has just strengthened Sebi's hand further, permitting the market regulator to impose a fine of up to Rs 25 crore if bourses ...
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