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SEBI PENALTY FRAMEWORK
No immediate steps planned to regulate equity derivatives: Tuhin Kanta PandeySebi chairperson Tuhin Kanta Pandey stated no immediate regulations are planned for equity derivatives, with the current framework to conti...05 Feb, 2026, 06.47 AM IST- Sebi modifies Order-to-Trade Ratio framework for algorithmic trading. Key changes explainedSebi is refining its Order-to-Trade Ratio framework for algorithmic orders, effective April 6, 2026. New exemptions for equity options and ...04 Feb, 2026, 07.38 PM IST
- Sebi revises penalty norms for stock brokers to remove ‘stigma’Stock market regulator Sebi has streamlined penalty rules for brokers, introducing a single penalty per violation across exchanges. The num...11 Oct, 2025, 09.29 AM IST
- Sebi rationalises penalty framework for stockbrokers, removes 40 violations, reclassifies 105 as ‘financial disincentives’Market regulator Securities and Exchange Board of India (Sebi) has streamlined the penalty framework for stockbrokers, removing 40 violatio...10 Oct, 2025, 06.53 PM IST
- Sebi to impose fresh intraday derivative position limits from October 1Sebi has introduced a new framework to monitor intraday positions in index options, effective October 1. The rules cap net and gross intrad...02 Sep, 2025, 08.38 AM IST
- Sebi comes out with timelines for brokers to collect marginsMarkets regulator Sebi on Monday directed brokers to collect all other margins, except value at risk (VaR) and Extreme Loss Margin (ELM), b...28 Apr, 2025, 07.53 PM IST
- Sebi mandates simplified compliance for listed entities with integrated filing frameworkSebi introduces a new compliance framework for listed entities, integrating governance and financial disclosures into a single filing syste...01 Jan, 2025, 06.11 PM IST
- Sebi proposes to raise threshold of borrowings for large firms"It was felt that the threshold should be aligned with the threshold of high value debt listed entity to have uniformity in the regulations...11 Aug, 2023, 06.15 AM IST
- IL&FS case: Sebi raises penalty to Rs 1 cr each on ICRA, CAREThe regulator, in December 2019, had imposed a fine of Rs 25 lakh each ICRA and CARE Ratings in the matter saying the default by IL&FS occu...22 Sep, 2020, 08.08 PM IST
- Anmi urges Sebi to waive short margin penalty collection till Sep 15Under the new framework , stock brokers will have to collect margins from investors upfront for any purchase or sale of shares and failure ...03 Sep, 2020, 10.57 PM IST
- Sebi comes out with guidelines on order-to-trade ratio for algo tradesIn a circular, the Securities and Exchange Board of India (Sebi) said it has decided to modify existing OTR framework after receiving reque...24 Jun, 2020, 08.39 PM IST
- Sebi proposes stricter regulatory framework for corporate bonds, debenture trusteesSebi has issued a consultation paper on 'Review of the Regulatory Framework for Corporate bonds and Debenture Trustees'.25 Feb, 2020, 09.32 PM IST
- Sebi plans a new framework to levy penalties for glitchesThe regulator is also planning to carve out a special department to supervise the compliance of market entities.26 Sep, 2019, 08.44 AM IST
- Sebi asks SEs to draw up framework on finesThe regulator said the framework should impose higher fines on repeat offenders.02 Aug, 2019, 09.18 AM IST
- Non-reporting of margins: Sebi asks bourses, clearing corps to devise framework for finesThe move is intended "to rationalise and bring uniformity in the manner of imposition of fine for 'false or incorrect' reporting of margin ...01 Aug, 2019, 07.17 PM IST
- Sebi fines individual Rs 10 lakh for non-compliance with its directiveThe Securities and Exchange Board of India (Sebi) levied a penalty of Rs 10 lakh on Purshottam Khandelwal.09 Jul, 2019, 08.35 PM IST
- Sebi issues framework on 25% borrowing via corporate bonds for large cosFor those following April-March as fiscal year, the framework will come into effect from April 1, 2019.26 Nov, 2018, 07.10 PM IST
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