Rajesh Exports likely to lose PLI beneficiary status, face MCA probeRajesh Exports faces potential removal from a government battery production incentive scheme. The corporate affairs ministry is considering...
05 Jun, 2026, 01.18 AM IST
NSE EGR: Is your digital investment backed by physical gold? 5 major questions answeredThe National Stock Exchange of India has introduced Electronic Gold Receipts, offering investors a new way to own gold digitally. Each EGR ...
19 May, 2026, 11.16 AM IST
Sebi imposes Rs 10 lakh fine on Anand Rathi for violation of stock brokers' normsIndia’s market regulator Sebi fined Anand Rathi Share and Stock Brokers ₹10 lakh after inspections found multiple regulatory violations, in...
13 Mar, 2026, 06.38 PM IST
Sebi doubles broker inspections, sharp rise in oversight of investment advisers, research analysts in FY25Markets regulator Sebi has significantly ramped up its surveillance and enforcement efforts in FY25, carrying out 312 inspections of stock ...
12 Aug, 2025, 08.04 PM IST
Sebi introduces joint inspection framework for brokers, DPsMarkets regulator Sebi on Thursday mandated a unified annual inspection for stock brokers and depository participants to be conducted joint...
07 Aug, 2025, 06.26 PM IST
Sebi imposes penalties on Motilal Oswal, and Anand Rathi in separate casesSebi imposes penalties on Motilal Oswal Financial Services and Anand Rathi Share & Stock Broking for violations of stock broking norms. MOF...
30 Jan, 2025, 08.06 PM IST
Sebi penalises Reliance Securities for breach of normsCapital markets regulator Sebi on Friday slapped a monetary penalty of Rs 9 lakh on Reliance Securities for flouting market norms as well a...
29 Nov, 2024, 08.47 PM IST
Sebi levies Rs 15 lakh fine on 3 entities for indulging in non-genuine tradesSebi has fined multiple entities a total of Rs 27 lakh for non-genuine trades in the BSE's illiquid stock options segment and regulatory vi...
24 Oct, 2024, 09.42 PM IST
Sebi levies Rs 10 lakh fine on Anand Rathi for violating stock brokers rulesBased on the findings of the inspection, the regulator found certain alleged non-compliances of Stock Brokers regulations and circulars iss...
30 Sep, 2024, 08.01 PM IST
Sebi slaps Rs 6 lakh fine on Maheswari Datamatics for violating market rulesIn its order passed on December 29, Sebi found Radhey Shyam Jhanwar was an associate person of MDPL during the inspection period and hence ...
02 Jan, 2024, 09.58 PM IST
Sebi cancels licence of Brickwork ratings for 'multiple lapses'Sebi's inspection also found that Brickwork Ratings failed to comply with timelines prescribed in its internal operational manual in more t...
07 Oct, 2022, 06.07 AM IST
Sebi now making surprise visits to private equity and hedge fundsThe capital markets regulator has made surprise inspections at offices of at least 20 AIFs including domestic private equity and hedge fund...
15 Jul, 2022, 06.29 AM IST
Sebi imposes Rs 25 lakh fine on Motilal Oswal Financial ServicesThe order comes after Securities and Exchange Board of India (Sebi) conducted a comprehensive inspection of Motilal Oswal Financial Service...
02 May, 2022, 09.26 PM IST
Sebi slaps Rs 1.02 cr fine on Aditya Birla Money for mkt norms violationProceedings were initiated against Aditya Birla Money based on a joint inspection conducted by Sebi, BSE, NSE and the depositories in March...
05 Oct, 2021, 12.26 AM IST
Sebi slaps Rs 10 lakh fine on Axis Trustee ServicesBy not fulfilling its duties, Axis Trustee has failed to comply with debenture trustee regulation, it said.
12 Jul, 2018, 12.08 PM IST
Sebi issues inspection guidelines for brokersThe exchanges and clearing corporations have been asked to continuously assess the risks posed by their members.
03 Jul, 2017, 07.53 PM IST
Brokers may face joint-inspection by stock exchangesBesides, offsite joint inspection could be conducted as per analysis of this data, while it has also been proposed that internal audit shou...
26 Oct, 2014, 12.32 PM IST