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SEBI GRIEVANCES
Sebi warns of no regulatory recourse for investors trading in unlisted securitiesSebi has cautioned investors against trading unlisted securities through unauthorized websites and electronic platforms. The regulator said...- Insurance CEOs’ pay now linked to claims and customer grievances: What it means for policyholdersInsurance CEOs’ remuneration will now partly depend on how well they treat policyholders, from settling claims to resolving complaints. A t...
- Brokers prepare rollout of algo trading tools for retail investorsMajor brokers are set to launch algorithmic trading tools for retail investors in the coming months, following enhanced regulatory clarity....
- Retail investing has surged in India, but rural participation remains low, says Sebi Chief Tuhin Kanta PandeyIndia's securities markets have seen substantial growth. Retail investor numbers have surged, and market capitalization has climbed signifi...
- Digital gold and silver players form self-regulatory body for greater consumer protectionIndia's digital precious metals industry has launched the Digital Precious Metals Assurance Council of India (DPMACI), a self-regulatory bo...
- Sebi classifies 'significant indices' based on Rs 20,000-cr AUM thresholdSebi has introduced a new framework classifying indices as 'significant' if mutual funds track them with over Rs 20,000 crore in daily aver...
- Sebi mulls allowing OBPPs to offer products regulated by IFSCA, tax-saving bondsMarkets regulator Sebi on Tuesday proposed allowing Online Bond Platform Providers (OBPPs) to offer products or services regulated by Inter...
- Sebi revamps investor charter to boost transparency, grievance redressalCapital markets regulator Sebi on Friday unveiled an updated investor charter aimed to enhance investor protection, market transparency, an...
- SCORES Norms: Sebi extends implementation deadline to April"It has been decided to extend the effective date of implementation of the provisions to April 1, 2024," the Securities and Exchange Board ...
- Sebi notifies rules to strengthen investor grievance redressal mechanismNow, merchant bankers, debenture trustees, registrar to an issue, share transfer agent and a know your client registration agency will redr...
- Sebi's redressal portal SCORES receives 3,329 complaints in Mar; fixes 4,434 complaintsAt the beginning of March, a total of 2,905 complaints were pending and 3,329 complaints were received in that month, the data showed.
- Sebi comes out with investor charterThe vision of the investor charter is "to protect the interests of investors by enabling them to understand the risks involved and invest i...
- Sebi proposes to streamline IPO process via UPIThe regulator said based on the experience gained with the current UPI system, it has identified certain issues based on the feedback from ...
- Sebi levies fine on Osian Industries for failing to redress investors' complaintsThrough a separate order, Sebi disposed of charges against former non-executive director of Yes Bank, Kalia Subhash Chandra, alleging insid...
- Sebi launches app for lodging investor grievancesSCORES mobile app will make it easier for investors to lodge their grievances with SEBI
- Investors' complaints hit 6-year high of 43,000 in FY18This was the highest since 2011-12, when more than 46,548 complaints were received.
- Sebi disposes of case against Tata MotorsSebi said in an order that the charge of non-redressal of grievance "does not stand established" against the firm.
- Sebi complaint redressal rate slides to 56% in Q1 fiscal year 2016On June 8, 2011, Sebi had commenced a new web-based centralised grievance redress system called as SCORES (Sebi Complaints Redress System).
- Sebi slaps Rs 1 crore fine on Mahadev Corporation in investor complaint caseThere are 1,194 complaints, pertaining to non-receipt of dividend/ bonus and non-receipt of shares after transfer among others, pending.
- Sebi drops charges against Zee in investor complaint caseThe Securities and Exchange Board of India (Sebi) concluded that the "alleged violations do not stand established against the ETC/Zee.
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