Searched for
SEBI COMPLIANCE OFFICER
Insurance CEOs’ pay now linked to claims and customer grievances: What it means for policyholdersInsurance CEOs’ remuneration will now partly depend on how well they treat policyholders, from settling claims to resolving complaints. A t...- Vedanta, Hindustan Zinc shares fall after metals giant confirms ED visits to officesVedanta and Hindustan Zinc shares dipped after the Enforcement Directorate visited some of their offices as part of a FEMA probe. The compa...
- After 50 hearings, court reserves judgement in Daiichi-Fortis caseThe Delhi High Court has reserved its judgment in a significant arbitration case. Japanese drug maker Daiichi Sankyo is seeking to enforce ...
- Funds are won or lost on operational rigour, not just deal-making: Artha Group COOAs venture capital matures beyond the era of easy money and momentum investing, operational discipline is becoming as important as deal-mak...
- Debt funds: Is it time to exit long-duration bond funds as rate hike risks rise?The RBI’s rate-cut cycle is behind us. Experts foresee 50–75 bps of hikes. Your bond portfolio needs to reflect that.
- Nithin Kamath flags how painful it is for NRIs to invest in India; Ashish Kacholia, Shankar Sharma reactZerodha CEO Nithin Kamath highlighted the challenges NRIs face while investing in India, calling the process unnecessarily difficult despit...
- India’s influencer marketing industry to reach Rs 5,000 crore by 2027 as creator economy formalises: Kofluence reportThe creator economy in India is swiftly evolving into a robust and organised sector. Brands are stepping up their accountability, while cre...
- Sebi plans to speed up AIF fundraise, use of capitalIndia's market regulator, Sebi, is proposing changes to speed up fundraising for alternative investment funds. A new 'green channel' will a...
- Explained! Sebi proposes sweeping changes to buyback framework. 7 things to knowMarket regulator SEBI is proposing major shifts in company share buybacks. Open market buybacks are set to return, and the mandatory involv...
- To exercise ESOPs, staff of listed cos can pledge shares in trading window closuresEmployees exercising stock options can now pledge shares for funds during trading window closures, thanks to a Sebi clarification. This pro...
- Sebi mulls allowing OBPPs to offer products regulated by IFSCA, tax-saving bondsMarkets regulator Sebi on Tuesday proposed allowing Online Bond Platform Providers (OBPPs) to offer products or services regulated by Inter...
- Vikaas M Sachdeva to lead BitDelta India as Chief Executive OfficerSachdeva brings over three decades of experience across India’s financial services landscape, spanning asset management, capital markets, a...
- Rent an adviser, boards: How firms can tap bureaucrats’ wisdom without boardroom conflictsFormer government officials and regulators are increasingly joining private companies. This practice raises concerns about potential confli...
- SAT ruling protects compliance officers from liability in corporate fraud casesThe case relates to a monetary penalty of ₹10 lakh imposed by Sebi on V Shankar, former company secretary of Deccan Chronicle Holdings, for...
- Sebi clarifies on position of compliance officer within company's hierarchyMarkets regulator Sebi on Tuesday clarified the term 'level' under disclosure regulations for listed entities, stating that it refers to th...
- Sebi asks MIIs to resolve whistleblower complaints in 60 days, outlines guidelines on governanceSebi has introduced new guidelines to enhance accountability and governance in stock exchanges and other MIIs. These guidelines include res...
- Sebi releases compliance rules for REITs, InvITsUnder the format for compliance report on governance, Sebi said infrastructure investment trusts (InvITs) and real estate infrastructure tr...
- Sebi slaps Rs 5 lakh fine on Edelweiss Financial Services' compliance officerRenganathan was the compliance officer and company secretary of EFSL during the investigation period, according to the Sebi order.
- Sebi fines ICICI Bank, compliance officer Rs 12 lakh for disclosure lapsesThe probe revealed that ICICI Bank failed to disclose the information regarding signing of the binding agreement to the stock exchanges in ...
- Yes Bank, its compliance officer pay Rs 66 lakh to settle case with SebiYes Bank had reported 'Nil' divergences in its assets classification and provisioning from RBI norms.
Load More
