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SEBI SOP
Sebi to end P-Note secrecy with mandatory NSDL registration for ODI investorsSecrecy surrounding offshore derivative instruments (ODIs), or participatory notes, used by anonymous foreign investors in Indian stocks is...- Sebi's big ask baffles credit rating agenciesSEBI is pushing credit rating agencies to increase their oversight of companies seeking equity funding, aiming to prevent misuse of funds a...
- Sebi orders NSE, BSE to act as alternative trading venue on outage on one exchangeIndian market regulator today gave its go ahead to NSE and BSE to act as alternative trading venue at the time of outage on either exchange...
- Sebi relaxes financial disincentives norms for technical glitches, restricts it to Market Infrastructure InstitutionsSecurities and Exchange Board of India (Sebi) on Friday relaxed rules governing financial disincentives imposed by the regulator on Market ...
- Sebi puts in place SOP for handling of commodity exchange outage, extension of trading hoursSebi on Monday came out with a standard operating procedure (SOP) asking stock exchanges having commodity derivatives segment to inform abo...
- Now, relief from full disclosure won't be easy for pooled FPIsThis was communicated by the Securities & Exchange Board of India (Sebi) to custodians of offshore funds, two persons aware of the regulato...
- FPI custodians finalise disclosure exemption rulesDetermining the global AUM is significant because a 'regulated' fund whose exposure to an Indian business group and to the Indian equity ma...
- Revised standards bring in some leeway for FPIsA number of FPIs that are pooled-vehicles from countries like Mauritius, Singapore, and Cayman Islands - though not from the US - will be a...
- Sebi to introduce centralised mechanism for verification in case of demise of investorsAfter receiving intimation about the demise of an investor, the concerned intermediary will have to obtain the death certificate along with...
- Sebi exempts select global hedge funds from tighter disclosuresSEBI's proposals for increased disclosures for offshore funds followed allegations from U.S. shortseller Hindenburg Research that the Adani...
- Sebi comes out with framework for orderly winding down of clearing corpsUnder the framework, scenarios which may potentially prevent a clearing corporation from being able to provide its critical services and ma...
- Sebi asks bourses to put in place SOPs for dispute resolution on investor services by June 1According to a circular, in respect of disputes in these matters where RTA offer services to shareholders or investors on behalf of listed ...
- NSE prods PSUs to meet governance normsSecurities and Exchange Board of India (Sebi) issued new corporate governance rules based on Kotak committee recommendations in 2018. Since...
- Sebi plans to rope in agency to conduct risk assessment of IT infraThe risk assessment needs to include identification of foreseeable threats, assessment of the likelihood and potential damage of these thre...
- Sebi ask NSE to increase investor protection fund corpusThe main contribution for IPF comes from listing fee, members contribution, treasury income and penalty collected from the members.
- Sebi to revamp grievance redressal mechanism at stock exchangesIn a letter to BSE on November 13, Sebi has asked the exchange to disclose the IPF corpus on its website and update the same on a monthly b...
- Sebi extends deadline for bond submission by trading, clearing members till Oct 31Through a circular, the regulator has also provided flexibility to the exchanges and clearing corporations for modifying the undertaking-cu...
- PSUs get-off corporate governance norm violations with minor penaltiesA study of companies’ secretarial compliance reports shows at least a dozen public sector entities such as Power Grid Corp., NMDC, Oil Indi...
- Sebi shortlists six entities for implementation of custom-made governance policyThe agency is expected to review all the existing policies and SOPs
- Sebi plans to implement governance structure to ensure ongoing complianceAccordingly, the markets watchdog has invited expressions of interest (EoI) from agencies for consultation for information technology (IT) ...
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