Sebi floats consultation paper on FAQs related to regulatory provisions for research analystsMarkets regulator Sebi on Monday proposed to revise the existing frequently asked questions (FAQs) and introduce additional ones to incorpo...
Sebi asks mkt intermediaries to extend digital KYC to persons with disabilities; issues FAQsMarkets regulator Sebi on Friday directed intermediaries to extend their services enabling digital accessibility to persons with disabiliti...
Sebi bars intermediaries from sharing client info with entities offering unauthorised adviceSebi clarified that intermediaries cannot make or receive payments or share client information with unauthorized advisors or those who make...
No 'communication' from Sebi after initial inquiries: Quant MFQuant schemes had liquid assets, which include large-cap stocks, T-bills, G-Secs, gold, and silver, worth approximately 53.5% of their tota...
Quant Mutual Fund answers FAQs on Sebi probe, returns expectationsStating that there was no further action from SEBI int the suspected front running case in which it is being probed, Quant Mutual Fund toda...
Sebi seeks F&O trade info from desi hedge fundsThe Securities and Exchange Board of India (Sebi) communicated this in an email to several funds on Thursday, a fund industry person told E...
LIC IPO gets SEBI nod; Important FAQs policyholders who want to invest should knowThe much-awaited LIC IPO has been approved by market regulator Sebi, state news report. In February, LIC had submitted its draft papers wit...
Sebi extends relaxations for compliance with rights issuesAs per Issue of Capital and Disclosure Requirements norms, an application for a rights issue shall be made only through the ASBA facility.
Trading in ADRs, GDRs of listed cos comes under insider trading rules: SebiAccording to Sebi, a person who is not classified as a designated person would qualify as an 'insider' if such person was in possession of ...
Sebi directs BSE to review IPF corpus annuallyAccordingly, Sebi has directed BSE to conduct annual review to ascertain the adequacy of the IPF corpus of the exchange, disclose the IPF c...
Portfolio managers need to provide disclosure document to clients before agreement: SebiIn a detailed set of Frequently Asked Questions (FAQs) on portfolio managers, Sebi said the disclosure document contains the quantum and ma...
Maintain updated contact info of designated employees for 1 yr after resignation: Sebi to cosA listed company needs to maintain structured digital database internally that includes details of Unpublished Price Sensitive Information ...
Sebi tightens disclosure rules for PMS, seeks distributor commission detailsR Pallava Rajan, Founder, PMS Bazaar said, “Disclosure of distribution commission was not mandated in the PMS industry so far. As per new r...
Allotment of shares to FPIs in IPOs need to be verified with PAN: SebiPurchase of equity shares of each company by a single FPI or an investor group would have to be below 10 per cent of the total issued capit...
Sebi issues framework to club investment limits of foreign govt, related entitiesThe move comes as various stakeholders have been seeking guidance on clubbing of investment limits.
Sebi panel to monitor use of IPO proceeds worth Rs 100 crore or moreThe regulator also okayed preferential allotment for scheduled banks to address NPA issues.
- Tax concerns for qualified foreign investors – no end in sight!
Despite the steps taken by the SEBI/RBI, the market value of QFI investments in Indian equity shares is at a dismal Rs 52 crores, based on ...