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SEC FINE
Franklin Resources' Wamco to pay $100 million SEC fine over former star manager's tradesWestern Asset Management, a unit of Franklin Resources, will pay $100 million to settle SEC charges tied to a $600 million cherry-picking s...- US Supreme Court upholds SEC in fight over 'disgorgement' powerThe justices, in a 9-0 ruling, upheld a lower court's decision that had endorsed a wide use of the SEC's disgorgement authority. President ...
- US SEC, Elon Musk defend 'compromise' settlement over Twitter purchasesMusk called the settlement a fair, adequate and reasonable resolution where "each side gave something up and each side gained something,"...
- SEC defends Musk settlement over Twitter, saying it reflects 'compromises'In a filing in the Washington, D.C. federal court, the SEC also said in a footnote that the settlement if approved will allow Musk to publi...
- Delhi HC stays MCA fines on Microsoft CEO Satya Nadella, LinkedIn executivesThe Delhi High Court has put a hold on fines imposed by the Ministry of Corporate Affairs. These fines were for Satya Nadella, Ryan Roslans...
- Top cases on the United States Supreme Court's docketThe U.S. Supreme Court is reviewing significant cases. These cases cover voting rights, presidential authority, immigration policies, and g...
- Elon Musk settles SEC lawsuit over Twitter disclosures, $1.5 million fine imposedElon Musk has settled a civil lawsuit with the US Securities and Exchange Commission. The case involved his delayed disclosure of initial p...
- US ends investigation into claims WhatsApp chats aren’t privateA US agency abruptly closed an investigation into claims that Meta Platforms can access encrypted WhatsApp messages. A Commerce Department ...
- Elon Musk, US SEC in talks to settle suit over 2022 Twitter disclosuresNews of a possible settlement surfaced six weeks after Sooknanan rejected Musk's bid to dismiss the case, and comes as SEC Chairman Paul A...
- SEC enforces stricter penalties for field and court storming to prioritize safetyThe Southeastern Conference is changing its rules about fans rushing the field. Starting in 2025-26, schools will pay $500,000 each time fa...
- 'Tesla would have gone bankrupt had I not...': Elon Musk's big statement amid feud with SECThe Securities and Exchange Commission (SEC) has filed a lawsuit against Tesla CEO Elon Musk for allegedly not properly disclosing his owne...
- Apple ex-lawyer ordered to pay $1.15 million SEC fine for insider tradingFormer Apple lawyer Gene Levoff fined $1.15 million for insider trading. Levoff traded on nonpublic information from the iPhone maker. The ...
- US SEC charges 12 firms with record keeping failuresSecurities and Exchange Commission (SEC) said the companies, including Interactive Brokers Corp, Fifth Third Securities and Nuveen Securiti...
- US regulators hit more Wall Street firms with record-keeping finesThe Commodity Futures Trading Commission separately fined affiliates of five of the same group another $260 million for related issues: Wel...
- Thailand tightens rules on crypto advertisingThe new rules include clearly showing investment risks in advertisements and providing a balanced view of potential risk and returns, the S...
- JP Morgan fined $200 mn after employees found using personal chats for company businessFrom at least January 2018 through November 2020, J.P. Morgan Securities' employees often communicated about securities business matters on...
- SEC fines two companies for improperly reporting earnings, first in 'EPS Initiative'In a statement on Monday, the SEC said carpet manufacturer Interface Inc will pay a $5 million civil fine while the Pennsylvania bank Fulto...
- Venturing out during a lockdown? You may be booked under these clausesSec.269 IPC* Negligently doing any act known to be likely to spread infection of any disease dangerous to life Imprisonment for 6 months or...
- US fires a warning shot at Silicon Valley with Theranos caseTheranos Inc’s Elizabeth Holmes settled with the agency over fraud allegations Wednesday and agreed to forfeit stock, pay a fine and relinq...
- India urges SEC not to fine SatyamSalman Khurshid said that in US, there was a system of imposing penalties on defaulting companies. Gainers: BSE ( A, B ), NSE | Losers: BSE...
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