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SEC ENFORCEMENT CASES
US Supreme Court upholds SEC in fight over 'disgorgement' powerThe justices, in a 9-0 ruling, upheld a lower court's decision that had endorsed a wide use of the SEC's disgorgement authority. President ...- US SEC, Elon Musk defend 'compromise' settlement over Twitter purchasesMusk called the settlement a fair, adequate and reasonable resolution where "each side gave something up and each side gained something,"...
- SEC defends Musk settlement over Twitter, saying it reflects 'compromises'In a filing in the Washington, D.C. federal court, the SEC also said in a footnote that the settlement if approved will allow Musk to publi...
- Top cases on the United States Supreme Court's docketThe U.S. Supreme Court is reviewing significant cases. These cases cover voting rights, presidential authority, immigration policies, and g...
- Elon Musk settles SEC lawsuit over Twitter disclosures, $1.5 million fine imposedElon Musk has settled a civil lawsuit with the US Securities and Exchange Commission. The case involved his delayed disclosure of initial p...
- US ends investigation into claims WhatsApp chats aren’t privateA US agency abruptly closed an investigation into claims that Meta Platforms can access encrypted WhatsApp messages. A Commerce Department ...
- US lawmakers press SEC's top official over enforcement director's exitTop Democratic Senators are demanding answers from the Securities and Exchange Commission. They are questioning the sudden exit of the agen...
- US SEC dismisses lawsuit against Binance crypto exchangeThe SEC sued Binance and Zhao in June 2023, accusing the exchange of artificially inflating trading volumes, diverting customer funds and m...
- US SEC says JPMorgan Chase settles five enforcement cases, to pay $151 millionJPMorgan Chase has agreed to pay $151 million to settle five SEC enforcement cases, which include accusations of misleading disclosures to ...
- US securities regulator's top cop to leave agencyGurbir Grewal, after a significant three-year tenure focusing on enforcement against Wall Street and cryptocurrency firms, is stepping down...
- Robinhood Crypto gets Wells notice from US SECThe company said it received a so-called "Wells notice," which the SEC issues when it is planning to bring enforcement action against them....
- Why Elon Musk might lose his latest battle with the SEC over Twitter probeSEC sued Musk in 2018 and again in 2019 in relation to a tweet he sent saying that he had funding secured to take his electric carmaker Tes...
- Why the SEC might win its latest battle with Elon MuskThe U.S. Securities and Exchange Commission (SEC) has asked a federal court to force Elon Musk to testify for its investigation into his ta...
- Crypto industry steps up arguments that Supreme Court doctrine bars SEC enforcementThe crypto industry appears to be undeterred by a ruling last month that casts doubt on a sweeping theory that could squelch efforts by the...
- Frustrated Coinbase tries rare maneuver to compel SEC to clear up crypto murkinessCoinbase Inc contends that it is, in a new appellate petition that marks the cryptocurrency exchange's latest attempt to force the U.S. Sec...
- SEC drops charges against Moody's in credit ratings caseThe US market regulator has dropped charges against credit rating agency Moody's, in a case involving erroneous ratings it gave to some deb...
- SEC knew of Stanford scheme since 1997: ReportThe Securities and Exchange Commission knew since 1997 that R. Allen Stanford likely was operating a Ponzi scheme and an agency enforcement...
- SEC names Robert Khuzami new enforcement chiefThe Securities and Exchange Commission on Thursday named a former federal prosecutor as its new enforcement chief to lead the embattled age...
- SEC enforcement chief Linda Thomsen resignsThe top cop at the Securities and Exchange Commission is leaving the government.
- SEC enforcement cases rise for first time since 2003The US Securities and Exchange Commission (SEC) increased enforcement actions in fiscal 2007 for the first time in four years. Accusations ...
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