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SEC ENFORCEMENT ACTIONS
Top cases on the United States Supreme Court's docketThe U.S. Supreme Court is reviewing significant cases. These cases cover voting rights, presidential authority, immigration policies, and g...20 May, 2026, 05.09 PM IST- Senate CLARITY Act vote today: Can Congress finally end SEC crypto chaos with historic U.S. crypto regulation bill?The CLARITY Act markup vote, scheduled for May 14, 2026, marks the most significant Senate action on crypto market structure in U.S. histor...14 May, 2026, 06.16 PM IST
- Elon Musk settles SEC lawsuit over Twitter disclosures, $1.5 million fine imposedElon Musk has settled a civil lawsuit with the US Securities and Exchange Commission. The case involved his delayed disclosure of initial p...05 May, 2026, 07.17 AM IST
- US SEC seeks comment on contentious trading databaseThe U.S. Securities and Exchange Commission said on Thursday it is seeking public comment on whether it should comprehensively review the s...16 Apr, 2026, 09.21 PM IST
- US lawmakers press SEC's top official over enforcement director's exitTop Democratic Senators are demanding answers from the Securities and Exchange Commission. They are questioning the sudden exit of the agen...30 Mar, 2026, 11.22 PM IST
- US Stocks Markets | Lucrative bets that anticipated Trump's policy surprises warrant scrutiny, experts sayWell-timed trades ahead of U.S. President Donald Trump's major policy surprises during his second term have potentially led to millions of ...29 Mar, 2026, 03.52 PM IST
- Dr. Reddy's Labs shares in focus after US SEC closes probe into bribery claims against firmDr. Reddy's Laboratories shares are in focus today. The US SEC has concluded its investigation into allegations of improper payments to hea...25 Feb, 2026, 09.10 AM IST
- US SEC chief Gensler to step down on Jan. 20SEC Chair Gary Gensler, known for his ambitious agenda to regulate Wall Street and the crypto industry, will step down on January 20th. Dur...21 Nov, 2024, 11.49 PM IST
- US securities regulator's top cop to leave agencyGurbir Grewal, after a significant three-year tenure focusing on enforcement against Wall Street and cryptocurrency firms, is stepping down...03 Oct, 2024, 12.39 AM IST
- Robinhood Crypto gets Wells notice from US SECThe company said it received a so-called "Wells notice," which the SEC issues when it is planning to bring enforcement action against them....07 May, 2024, 08.02 AM IST
- US regulators hit more Wall Street firms with record-keeping finesThe Commodity Futures Trading Commission separately fined affiliates of five of the same group another $260 million for related issues: Wel...08 Aug, 2023, 08.12 PM IST
- US SEC crackdown on Coinbase, Binance puts crypto exchanges on noticeThe SEC on Tuesday alleged Coinbase traded at least 13 crypto assets that are securities and which should have been registered, while on Mo...09 Jun, 2023, 01.32 AM IST
- Frustrated Coinbase tries rare maneuver to compel SEC to clear up crypto murkinessCoinbase Inc contends that it is, in a new appellate petition that marks the cryptocurrency exchange's latest attempt to force the U.S. Sec...26 Apr, 2023, 08.28 AM IST
- Coinbase files legal challenge to push SEC to write rules on cryptoCoinbase has filed a petition urging the US Securities and Exchange Commission (SEC) to create new rules for digital assets. This process c...25 Apr, 2023, 08.58 AM IST
- Cadbury maker Mondelez faces US action for India bribery caseConfectionery giant Mondelez, maker of Cadbury chocolates and Oreo biscuits, faces potential enforcement action in the US for alleged bribi...22 Feb, 2016, 09.59 PM IST
- SEC names Robert Khuzami new enforcement chiefThe Securities and Exchange Commission on Thursday named a former federal prosecutor as its new enforcement chief to lead the embattled age...20 Feb, 2009, 03.28 AM IST
- SEC enforcement chief Linda Thomsen resignsThe top cop at the Securities and Exchange Commission is leaving the government.10 Feb, 2009, 03.13 AM IST
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