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SEBI HPAC
Paytm's former independent directors, 6 others pay Rs 3.32 cr to settle alleged Sebi norms violation caseFormer compliance officer Amit Khera, former independent directors Ashit Ranjit Lilani and Neeraj Arora, and five others have settled a cas...17 Jan, 2025, 08.09 PM IST- Former Chief Investment Officer, his sister settle front-running case by paying Rs 91 lakh. Details hereA former CIO and his sister settled a Sebi front-running case by paying ₹91 lakh and accepting a six-month market ban. Sebi's probe uncover...08 Jan, 2025, 08.11 PM IST
- ICICI Securities pays Rs 40.2 lakh to settle case with SebiBrokerage firm ICICI Securities on Monday settled a case pertaining to the alleged violation of stock brokers rules with capital markets re...06 Jan, 2025, 06.30 PM IST
- Patels Airtemp (India) settle disclosure violation case with SebiPatels Airtemp (India) on Tuesday settled a case with capital markets regulator Sebi related to an alleged violation of disclosure rules by...19 Nov, 2024, 09.19 PM IST
- Raselle Capital VCC pays Rs 1.23 cr to settle FPI violation case with SebiForeign portfolio investor Raselle Capital VCC has settled a case related to the alleged violation of FPI rules with capital markets regula...02 Jul, 2024, 09.22 PM IST
- Merrill Lynch Markets Singapore pays Rs 25.35 lakh to Sebi to settle caseIt had filed a suo moto settlement application with the regulator to settle the probable enforcement proceedings "without admitting or deny...28 Jul, 2021, 12.27 AM IST
- Two individuals, entity settle case with SebiAccording to three separate orders passed on Thursday, a settlement amount of Rs 14.45 lakh each has been paid by Shalil S Shroff and Avtar...26 Mar, 2021, 05.56 PM IST
- 8 entities pay Rs 3 cr to Sebi to settle alleged insider trading case in Divis Laboratories' scripDivis Laboratories had made an announcement on July 10, 2017 on the exchange, which was an unpublished price sensitive information (UPSI) i...22 Oct, 2020, 08.36 PM IST
- ICICI Venture, 4 others pay over Rs 5.2 crore to settle case with SebiThese entities were alleged to have violated Prohibition of Fraudulent and Unfair Trade Practices regulations.03 Dec, 2019, 03.43 PM IST
- Sebi settles cases with two entities in matter of Dalal Street InvestmentsAccording to two separate orders, the entities S M Sheti Seva Pvt Ltd and Resham Resha Pvt Ltd had paid settlement fee of over Rs 19.2 lakh...21 Jan, 2019, 08.13 PM IST
- Raghav Bahl, 9 others settle case with Sebi; pay Rs 31 lakhAccording to a Sebi order dated August 30, the entities had acquired shares of Network 18 Media and Investment Ltd, following which their s...03 Sep, 2018, 07.13 PM IST
- RTG Share Broking settles case with Sebi, pays Rs 2.55 lakhThe regulator had initiated adjudication proceedings against RTG for violating regulations.08 Feb, 2018, 05.59 PM IST
- PVR, Ajay Bijli settle case with Sebi, pay over Rs 23 lakhIn November 2016, Sebi had issued a common show cause notices to both the entities.25 Jan, 2018, 07.59 PM IST
- Chanakya Investments, five others settle cases with SebiThe recommendations of HPAC were also accepted by the panel of whole-time members of the regulator.06 Aug, 2017, 02.55 PM IST
- Kay Jay Leasing Ltd settles case of takeover norm violation with SebiThe company had allegedly failed to make requisite shareholding disclosures between 1997 and 2009 within the prescribed time frame.07 Jan, 2015, 06.37 PM IST
- Sophia Finance pays Rs 5 lakh to Sebi to settle allegationsMarket regulator Sebi has dismissed a case against Sophia Finance Ltd after the entity paid Rs 5 lakh to settle charges for alleged delay i...07 Nov, 2012, 07.59 PM IST
- SEBI disposes case against Motilal Oswal in IPO scamMarket regulator SEBI has disposed a case against brokerage firm Motilal Oswal in connection with an IPO scam after the company agreed to p...10 May, 2010, 04.10 PM IST
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