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ROBERT KHUZAMI
- Citigroup to pay $285 mn to settle SEC chargesGlobal financial major Citigroup has agreed to pay $ 285 million to settle charges levelled by the Securities and Exchange Commission.20 Oct, 2011, 11.31 AM IST
- US sanctions five Indian affiliates of PricewaterhouseCoopersThe US SEC sanctioned five affiliates of PricewaterhouseCoopers that formerly served as independent auditors of Satyam Computer Services Lt...06 Apr, 2011, 05.51 PM IST
Rajat Gupta most important bizman to be charged with SEC laws?IIT titan, Harvard Business School alum, top honcho at consulting giant McKinsey, and board member of Goldman Sachs, he has epitomized Indi...03 Mar, 2011, 10.48 AM IST- Charges against Rajat Gupta baseless: CounselIndian-American Rajat Gupta, former board member of Goldman Sachs and Proctor and Gamble, has rubbished charges of insider trading against ...02 Mar, 2011, 10.26 AM IST
- Alcatel to pay $137M to settle bribery chargesThe SEC's complaint said Alcatel's bribes went to government officials in Costa Rica, Honduras, Malaysia and Taiwan between December 2001 a...28 Dec, 2010, 07.59 PM IST
- SEC drops charges against Moody's in credit ratings caseThe US market regulator has dropped charges against credit rating agency Moody's, in a case involving erroneous ratings it gave to some deb...01 Sep, 2010, 05.24 PM IST
- Citigroup paying $75 million to settle fraud chargesBanking titan Citigroup Inc. is paying $75 million to settle civil charges that it misled investors about its potential losses from subprim...30 Jul, 2010, 12.09 AM IST
- Goldman Sachs agrees $550 million settlementGoldman Sachs will pay a record 550 million dollars to settle government fraud charges, the Securities and Exchange Commission said Thursda...16 Jul, 2010, 10.24 AM IST
- Pequot, Samberg paying $28mln to settle SEC caseAn investment firm and its founder and chairman, Arthur Samberg, have agreed to pay a total of $28 million to settle regulators' charges of...28 May, 2010, 04.30 AM IST
- Goldman fraud charges triggers prospect of wider crackdownUS financial firms eyed the prospect of a wider crackdown on those that bet on collapse of the housing mkt. Full Coverage: Goldman Fraud | ...17 Apr, 2010, 12.05 PM IST
- SEC sues Goldman Sachs for subprime-linked fraudGoldman Sachs Group was sued by US regulators for fraud tied to collateralised debt obligations that contributed to the worst financial cri...17 Apr, 2010, 01.31 AM IST
- Indian-American businessman charged by SEC with fraudThe Indian-American founder of a database compilation firm was today charged by regulators with fraudulently using millions of dollars of c...16 Mar, 2010, 12.04 PM IST
- Galleon scam opens window on secret hedge fund operationsThe US government’s charging of billionaire Galleon Group founder Raj Rajaratnam last week provides rich insider details of usually secret ...20 Oct, 2009, 02.09 AM IST
- Rajaratnam's indictment is warning to traders: US watchdogA top US watchdog has warned financial firms they face increased scrutiny after a billionaire appeared in court on Friday charged with one ...18 Oct, 2009, 06.20 AM IST
- Improper accounting: General Electric to pay $50 mn in SEC settlementSEC said accounting changes helped GE maintain a string of earnings that beat Wall Street expectations each quarter from 1995 through 2004....04 Aug, 2009, 09.33 PM IST
- SEC names Robert Khuzami new enforcement chiefThe Securities and Exchange Commission on Thursday named a former federal prosecutor as its new enforcement chief to lead the embattled age...20 Feb, 2009, 03.28 AM IST
- SEC enforcement chief Linda Thomsen resignsThe top cop at the Securities and Exchange Commission is leaving the government.10 Feb, 2009, 03.13 AM IST
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